FINRA Bars Broker for Falsifying Expense Reports
December 1, 2016
The Financial Industry Regulatory Authority barred a Morgan Stanley Smith Barney broker for allegedly falsifying expense reports, according to a...
Stephanie Adamson
Articles
InvenTrust Names New Deputy General Counsel
December 1, 2016
InvenTrust Properties Corp., a publicly registered non-traded REIT formerly known as Inland American Real Estate Trust, appointed Christy David as...
NorthStar Investors Sue to Block Colony Merger
November 30, 2016
Shareholders of NorthStar Asset Management Group (NYSE: NSAM) and Northstar Realty Finance (NYSE: NRF) have filed two separate class action...
Griffin Capital Essential Asset REIT II Buys Amazon Warehouse Near Columbus
November 30, 2016
Griffin Capital Essential Asset REIT II, a publicly registered non-traded real estate investment trust, purchased a class A distribution warehouse...
AI Insight Launches New Fee Report to Support Firm Obligations Related to DOL Fiduciary Rule
November 30, 2016
AI Insight Inc., a firm that focuses on alternative investment research, training and compliance documentation, has launched a new fee...
DOL Fiduciary Rule Withstands Second Court Challenge
November 29, 2016
On Monday, a Kansas federal judge denied a Topeka-based insurance agency’s request for a preliminary injunction delay the April 2017...
Despite Strong Returns, BDC Equity Raise Remains Weak
November 29, 2016
After 2015 put an end to their fundraising growth streak, non-traded business development companies posted another fundraising decline in the...
Corporate Capital Trust BDCs Name New COO and CFO
November 29, 2016
Corporate Capital Trust and Corporate Capital Trust II, two non-traded business development companies sponsored and advised by CNL Financial Group...
W.P. Carey-Sponsored REIT Closes $38.5 Million Retail Portfolio Mezzanine Financing
November 29, 2016
Corporate Property Associates:18 – Global, a publicly registered non-traded real estate investment trust sponsored by W.P. Carey (NYSE: WPC), closed...
New Offering Added to the AI Insight Platform
November 28, 2016
AI Insight, a leader in alternative investment education for broker-dealers and advisors, has activated a new offering for training and...
SEC Charges Payson Petroleum Brothers with Fraud
November 28, 2016
The Securities and Exchange Commission filed a civil action charging brothers Matthew Carl Griffin and William Daniel Griffin of Payson...
AR Global’s New York REIT Reschedules Stockholders Meeting Date
November 28, 2016
AR Global-managed New York REIT Inc. (NYSE: NYRT), a former non-traded real estate investment trust known as American Realty Capital...
Steadfast Apartment REIT III Buys Multifamily Property Near Denver
November 28, 2016
Steadfast Apartment REIT III Inc., a publicly registered non-traded real estate investment trust, purchased the multifamily property Bristol Village in...
FINRA Fines Broker for Attempting to Cheat on Series 7 Exam
November 28, 2016
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Reducing Your Litigation Risk in the Post-DOL Fiduciary World – A Veteran Litigator’s Take
November 23, 2016
By: Richard J. Schulman, Partner, Duval & Stachenfeld LLP Will you be happy if, in the not-too-distant future, you’re...
CFO Resigns from Two FS Investments BDCs
November 23, 2016
Michael Lawson has stepped down from his role as chief financial officer of FS Investment Corporation II and FS Investment...
KBS Strategic Opportunity REIT II JV Buys North Hollywood Apartment Building
November 23, 2016
In a joint venture, KBS Strategic Opportunity REIT II, a publicly registered non-traded real estate investment trust, and MWest Holdings,...
New Offerings Added to the AI Insight Platform
November 22, 2016
AI Insight, a leader in alternative investment education for broker-dealers and advisors, has activated new offerings for training and review...
Daily NAV REITs Post Another Quarter of Positive Returns in 3Q16
November 22, 2016
Summit Investment Research, a research and due diligence firm founded by Michael Stubben, recently released its dNAV REIT Index report...
W.P. Carey’s BDC Feeder Fund Announces Third Quarter 2016 Results
November 22, 2016
Carey Credit Income Fund 2016 T (CCIF 2016 T), a feeder fund for Carey Credit Income Fund (CCIF) – a...
