LPL and 11 other Broker-Dealers Fined for Poor Customer Record Protection
December 22, 2016
The Financial Industry Regulatory Authority fined 12 firms a total of $14.4 million for what they claim are significant deficiencies...
Stephanie Adamson
Articles
ARC Global Trust II Advisor to Repay $6.3 Million in Organizational Costs
December 22, 2016
American Realty Capital Global Trust II Inc., a publicly registered non-traded real estate investment trust, entered into an agreement with...
ARC Global Trust II and Global Net Lease Stockholders Approve Merger
December 21, 2016
On Tuesday, shareholders of Global Net Lease (NYSE: GNL) and American Realty Capital Global Trust II voted and approved the...
FINRA Fines Broker-Dealer for Exceeding REIT Concentration Limits
December 21, 2016
The Financial Industry Regulatory Authority fined Foothill Securities, an independent broker-dealer, $30,000 for allegedly exceeding concentration guidelines relating to non-traded...
Inland REIT Appoints Mitchell Sabshon as President
December 21, 2016
The board of directors of Inland Real Estate Income Trust Inc., a publicly registered non-traded REIT, appointed Mitchell Sabshon, its...
New Offerings Added to the AI Insight Platform
December 20, 2016
AI Insight, a leader in alternative investment education for broker-dealers and advisors, has activated new offerings for training and review...
New Offering Added to the AI Insight Platform
December 20, 2016
AI Insight, a leader in alternative investment education for broker-dealers and advisors, has activated a new offering for training and...
AR Global Replaced as Advisor to New York REIT
December 20, 2016
New York REIT Inc. (NYSE: NYRT), a former non-traded real estate investment trust known as American Realty Capital New York...
First Capital Announces Strategic Sale
December 20, 2016
First Capital Real Estate Trust Incorporated, a publicly registered non-traded real estate investment trust, has entered into an agreement with...
Griffin-American Healthcare REIT IV Buys Medical Office Building Near Cincinnati
December 20, 2016
Griffin-American Healthcare REIT IV Inc., a publicly registered non-traded real estate investment trust sponsored by Griffin Capital Corp and American...
KBS Strategic Opportunity REIT Revises Net Asset Value
December 19, 2016
The board of KBS Strategic Opportunity REIT Inc., a publicly registered non-traded real estate investment trust, approved a $14.81 per...
AR Global’s Retail Centers of America and American Finance Trust Postpone Merger Vote
December 19, 2016
American Realty Capital – Retail Centers of America and American Finance Trust, two publicly registered non-traded REITs sponsored by AR...
Preferred Apartment Communities Board Suspends Multifamily Investment Threshold
December 19, 2016
The board of Preferred Apartment Communities Inc. (NYSE: APTS), a publicly traded REIT and sponsor of alternative investments, reaffirmed the...
New Offering Added to the AI Insight Platform
December 16, 2016
AI Insight, a leader in alternative investment education for broker-dealers and advisors, has activated a new offering for training and...
DOL Fiduciary Survives Another Legal Challenge
December 16, 2016
The U.S. Court of Appeals for the D.C. Circuit has denied The National Association for Fixed Annuities’ request for an...
FINRA Orders Broker-Dealer to Pay Close to $1 Million for Illiquid Investment Sales
December 16, 2016
FINRA ordered Mid Atlantic Capital Corporation, an independent broker-dealer, to pay $922,500 to two retirement age investors following an arbitration...
Guest Contributor: Real Estate Investments for the Conservation Minded
December 16, 2016
By: Donald M. Deans, CPA, PFS Time is certainly of the essence with regard to implementing the top tax...
TriLinc Global Impact Fund Invests $36.8 Million in Emerging Markets
December 16, 2016
TriLinc Global Impact Fund, a non-traded, externally managed, limited liability company, has approved $36.8 million in term loan and trade...
SEC Charges Investment Adviser with Defrauding Massachusetts Retirees
December 15, 2016
The Securities and Exchange Commission filed a complaint in federal court in Boston charging investment adviser and broker representative Richard...
Lawsuits Challenging NorthStar Merger Settled
December 15, 2016
NorthStar Asset Management Group (NYSE: NSAM) and Northstar Realty Finance (NYSE: NRF) have each entered into a memorandum of understanding...
