SEC Launches Additional Investor Protection Search Tool
May 3, 2018
The Securities and Exchange Commission today has launched an additional online search feature that enables investors to research whether the...
Stephanie Adamson
Articles
SEC Declares Strategic Student & Senior Housing Trust IPO Effective
May 2, 2018
Strategic Student & Senior Housing Trust Inc., a publicly registered non-traded real estate investment trust sponsored by SmartStop Asset Management...
FINRA Suspends Sandlapper Securities for Missing Audit Deadline
May 2, 2018
Sandlapper Securities, a full-service independent broker-dealer and dealer manager of investment products, has been suspended by the Financial Investment Regulatory...
Select Capital Names Robert Liessem Jr. National Sales Director
May 2, 2018
Select Capital Corporation, the dealer manager for private offerings and public non-traded real estate investment trusts sponsored by SmartStop Asset...
Waveland Energy Partners Closes O&G Private Placement Following $79 Million Equity Raise
May 2, 2018
Waveland Resource Partners IV L.P., a private placement offering that invests in oil and gas assets, has fully subscribed and...
Plaintiffs Urge Fifth Circuit to Reject AARP/States Rehearing Request as Appeal Deadline Expires
May 1, 2018
The deadline has now passed for the Department of Labor to request a rehearing by the Fifth Circuit Court of...
Edelman and Financial Engines to Form Largest RIA
May 1, 2018
Financial Engines (NASDAQ: FNGN), the nation’s largest independent investment advisor, has signed a definitive agreement to be acquired by funds...
Carter Validus Mission Critical REIT Suspends Share Repurchase Program
May 1, 2018
The board of Carter Validus Mission Critical REIT Inc., a publicly registered non-traded real estate investment trust, has suspended the...
Steadfast Adds Three New Executives
May 1, 2018
Steadfast Companies, a real estate investment management company, has hired Michael Brown as president of its multifamily management affiliate, Steadfast...
KBS Legacy Partners Apartment REIT Board Authorizes Second Liquidating Distribution
April 30, 2018
The board of KBS Legacy Partners Apartment REIT Inc., a publicly registered non-traded real estate investment trust, has authorized a...
SEC Obtains Judgments Against Company Execs in Fraudulent $150 Million Bond Offering
April 30, 2018
The Securities and Exchange Commission has obtained judgments against former Dewey & LeBoeuf LLP executives Stephen DiCarmine and Joel Sanders...
Sponsored: Griffin Capital Company Announces Significant Growth in Investor Flows
April 30, 2018
Griffin Capital Company, LLC (“Griffin Capital”) announced today it had attracted nearly $110 million of new investor flows for the month...
Resource Apartment REIT III Names New Board Member
April 30, 2018
The board of Resource Apartment REIT III Inc., a publicly registered non-traded real estate investment trust, has appointed George Carleton...
AARP and Three Attorneys General Attempt to Save DOL Fiduciary Rule
April 27, 2018
The AARP, a non-profit advocacy group that represents American retirees, along with the attorneys general of New York, Oregon, and...
ADISA CEO John Harrison Discusses SEC’s Proposed Advice Rule
April 27, 2018
Last week, the Securities and Exchange Commission released a 1,000-page set of rule proposals intended to limit conflicted advice...
FS Credit Real Estate Income Trust Closes on Two Mortgage Loans Totaling $44 Million
April 27, 2018
FS Credit Real Estate Income Trust Inc., a non-traded real estate investment trust sponsored by FS Investments, recently closed on...
LPL Financial Nabs Advisor Pair with $230 Million in Client Assets
April 27, 2018
LPL Financial, the nation’s largest independent broker-dealer, announced that Tom Anderton and Ryan Howard have joined the company and aligned...
Bluerock Hires David Fred as Senior Vice President of Due Diligence
April 26, 2018
Bluerock, an alternative investment and asset management firm, has appointed David Fred to serve as senior vice president of due...
Hines Global REIT Board Approves Liquidation Plan
April 26, 2018
The board of Hines Global REIT Inc., a publicly registered non-traded real estate investment trust, has unanimously approved the company’s...
Passco to Open Orlando Office, Adds Five New Hires in Latest Expansion
April 26, 2018
Passco Companies LLC, a sponsor of 1031 Delaware statutory trusts and other alternative investments, has added an office in Orlando,...
