NexPoint Adds Two New Executives to Sales and Distribution Team
August 6, 2019
NexPoint, an alternative investment platform, has hired two sales and distribution executives, including Angela Barbera, managing director and head of...
Stephanie Adamson
Articles
CNL Strategic Capital Buys Third Portfolio Company
August 6, 2019
CNL Strategic Capital LLC, a publicly registered non-traded limited liability company, has purchased an approximately 81 percent interest in Auriemma...
Sponsored: Capital Square Selects Altigo to Simplify the Processing of Their Alternative Investments
August 6, 2019
Capital Square, a national investment sponsor specializing in tax-advantaged real estate offerings, has selected Altigo, a technology platform developed by...
Longtime Securities America Broker Sentenced to 13 Years for Ponzi Scheme
August 5, 2019
Hector May, a former Securities America broker who stole millions of dollars from his clients in a Ponzi scheme with...
Megatel Expands Sales Team with Three New Hires
August 5, 2019
Megatel Capital Investment, the capital markets division of The Megatel Group, has hired industry veteran Andrew Nerney as regional vice...
LPL Financial to Acquire Firm with $3 Billion in Client Assets
August 5, 2019
LPL Financial Holdings Inc. has agreed to acquire Allen & Company of Florida Inc., a broker-dealer and registered investment adviser...
Starwood REIT Buys Multifamily Property Near Washington D.C. for $86.7 Million
August 5, 2019
Starwood Real Estate Income Trust Inc., a perpetual-life monthly NAV REIT, has purchased Concord Park Apartments in Laurel, Maryland for...
Securitized 1031 Exchange Programs Expected to Raise $3 Billion in 2019
August 2, 2019
Mountain Dell Consulting, a market research and analytics firm focused on the securitized 1031 exchange marketplace, has released its second...
SEC Charges Commonwealth with Failing to Disclose Conflicts on Revenue Sharing
August 2, 2019
The Securities and Exchange Commission has charged Commonwealth Financial Network, a registered investment adviser and broker-dealer that manages approximately $85...
Wells Fargo Names New President of Brokerage Unit
August 2, 2019
Wells Fargo Advisors, the brokerage unit of Wells Fargo & Company (NYSE: WFC), has named Jim Hays as its new...
Cottonwood Communities Secures Loan Investment in Dallas Multifamily Development Project
August 2, 2019
Cottonwood Communities Inc., a publicly registered non-traded real estate investment trust, has closed on a commitment to loan up to...
Financial Advisor with a Penchant for Witchcraft Sentenced to 20 Years for Ponzi Scheme
August 1, 2019
Former financial adviser and radio talk show host Dawn Bennett was sentenced to 20 years in prison on Wednesday for...
Lightyear to Sell Wealth Enhancement Group to Private Equity Firm
August 1, 2019
Wealth Enhancement Group, an independent wealth management firm that oversees $11.8 billion in client assets, has been acquired by funds...
JLL Income Property Trust Buys Apartment Complex Near Phoenix for $72 Million
August 1, 2019
JLL Income Property Trust, an institutionally managed daily NAV REIT (NASDAQ: ZIPTAX; ZIPTMX; ZIPIAX; ZIPIMX), has purchased Summit at San...
SQN Asset Income Fund V Changes Name in Latest Rebranding Effort
August 1, 2019
SQN Asset Income Fund V L.P., a limited partnership fund sponsored by an Arboretum Group affiliate, has officially changed its...
Cipher Technologies Attempting to Launch Bitcoin Focused Interval Fund
July 31, 2019
Cipher Technologies recently filed an initial registration statement with the Securities and Exchange Commission to launch Cipher Technologies Bitcoin Fund,...
Black Creek Group to Develop 777,000 SF Industrial Park Near Atlanta
July 31, 2019
Black Creek Group, a real estate investment firm and sponsor of non-traded direct investment programs, has purchased 53 acres in...
Former KBS Internal Wholesaler Joins TwinRock Partners as VP of Investor Relations
July 31, 2019
TwinRock Partners, a sponsor of private real estate offerings, has hired Joe Prendergast as the new vice president of investor...
ProEquities CEO Announces Candidacy for FINRA Large Firms Seat
July 31, 2019
Chris Flint, the president and CEO of ProEquities, has launched his candidacy for the large firms seat in this year’s...
FINRA Fines Citigroup Brokerage Unit $1.25 Million for Lax Background Checks
July 30, 2019
The Financial Industry Regulatory Authority has fined Citigroup Global Markets Inc., the full-service brokerage affiliate of Citigroup Inc., $1.25 million...
