KKR Joins Artivest’s Alternative Investment Platform
September 9, 2019
KKR, a global investment firm, has joined the Artivest Open Network, a digital platform that provides financial advisors and qualified...
Stephanie Adamson
Articles
IPA/Chalice Financial Partnership Offers Discounted Services to Members
September 9, 2019
The Institute for Portfolio Alternatives (IPA), an advocacy and education group for non-traded alternative investment products, has partnered with Chalice...
Former Wells Fargo/Morgan Stanley Broker Pleads Guilty to Defrauding Clients in Fake Investment Scheme
September 6, 2019
Elias Herbert Hafen, a former financial adviser at Wells Fargo and Morgan Stanley, pled guilty in a New York federal...
Black Creek Industrial REIT IV Buys Two Reno Properties for $126 Million
September 6, 2019
Black Creek Industrial REIT IV Inc., a publicly registered non-traded real estate investment trust, has purchased the I-80 Distribution Center,...
MacKenzie Launches Another Tender Offer for CNL Healthcare Shares
September 6, 2019
MacKenzie Realty Capital, a publicly registered non-traded business development company, has launched an unsolicited tender offer to purchase up to...
LPL Recruits Former Wells Fargo Financial Advisor with $125 Million AUM
September 6, 2019
LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisor Brian Gernant of Gernant Asset Management to its...
Phillips Edison Grocery Center REIT III Plans to Merge with Phillips Edison & Company
September 5, 2019
Phillips Edison Grocery Center REIT III Inc., a publicly registered non-traded real estate investment trust co-sponsored by Phillips Edison &...
RK Properties Nabs Big Return for 1031/TIC and Fund Investors in Latest Property Sale
September 5, 2019
RK Properties, a sponsor of alternative private placements and Delaware statutory trust offerings, has sold Ravello Townhomes located in Las...
Inland Hires Vice President of Self-Storage Asset Management
September 5, 2019
Inland Real Estate Investment Corporation, a sponsor of alternative public and private real estate securities, has hired Robert Braun to...
Treehouse REIT Names Veteran Exec as President and CEO
September 5, 2019
Treehouse Real Estate Investment Trust Inc., a private real estate investment trust that owns a net-leased portfolio of cannabis-related real...
CIM Real Estate Finance Trust to Sell Property Portfolio for $1.3 Billion and Transition to Mortgage REIT
September 4, 2019
CIM Real Estate Finance Trust Inc., a publicly registered non-listed real estate investment trust formerly known as Cole Credit Property...
Inland Private Takes DST Full-Cycle with 157% Total Return
September 4, 2019
Inland Private Capital Corporation, a sponsor of 1031 tax deferred exchanges, has sold Kimball Station, a 59-unit apartment property with...
KBS Strategic Opportunity REIT to Buy Publicly-Traded REIT
September 4, 2019
KBS Strategic Opportunity REIT Inc., a publicly registered non-traded real estate investment trust, has agreed to purchase all of the...
SEC Settles Charges Against RIA for Improper Alternative Investment Sales
September 4, 2019
Lefavi Wealth Management (LWM), a registered investment adviser with approximately $303 million of assets under management, has agreed to settle...
SEC Charges Adviser Firm and Principals with Defrauding Retired NFL Players
September 3, 2019
The Securities and Exchange Commission has charged a Tallahassee-based investment adviser firm and its two former principals with defrauding investors,...
BNY Mellon Alcentra Closed-End Credit Fund Raises $265 Million
September 3, 2019
BNY Mellon Alcentra Global Multi-Strategy Credit Fund Inc., a non-traded closed-end fund, has completed its initial public offering and raised...
LPL Financial Recruits $700 Million Team
September 3, 2019
LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors Brian Kasteler, Joseph Taylor, Nathan Woodward, Jorge Becerra,...
Sponsored: Black Creek Group Strategic Partner PREDEX Hits Three-Year Anniversary and Exceeds $200 Million AUM
September 3, 2019
Black Creek Group is pleased to announce the three-year anniversary of its strategic partner PREDEX, a 1940 Act interval fund,...
The Parking REIT Withdraws Pending $100 Million IPO
August 30, 2019
The Parking REIT Inc., a publicly registered non-traded real estate investment trust formed by the December 2017 merger of MVP...
SEC Charges Cetera Advisors with Defrauding Retail Advisory Clients
August 30, 2019
The Securities and Exchange Commission has charged Cetera Advisors LLC, a registered investment adviser and broker-dealer based in Denver, Colorado,...
