Walton Global Sells 329-Acres in Virginia for Commercial Office Development
December 4, 2023
Walton Global, a real estate investment and land asset management company, announced the sale of the Cosner Tech Campus, a...
Rafael Novales
Articles
Sponsored: Alternative Investment Exchange Provides Alts Platform for DAI Securities
December 4, 2023
Alternative Investment Exchange (AIX), a market leader dedicated to simplifying alternatives investing, formally announced its partnership with DAI Securities, seamlessly...
Directory Spotlight: ARCTRUST Properties
December 4, 2023
Center Street Securities Shutting Down
December 1, 2023
Center Street Securities Inc., a Financial Industry Regulatory Authority-affiliated broker-dealer, has officially requested termination, according to the firm’s BrokerCheck report....
LPL Hires New Chief Compliance Officer; Recruits Former Cetera Advisor
December 1, 2023
LPL Financial, the nation’s largest independent broker-dealer, announced that Jim McHale, formerly with Wells Fargo, has been named executive vice...
Study: Advisors Are in High Demand by Investors
December 1, 2023
A recent report by Cerulli Associates and the Securities Industry and Financial Markets Association, highlights increasing demand for financial advice...
FINRA Fines and Suspends Former Cambridge Advisor for Reg BI Violations
December 1, 2023
The Financial Industry Regulatory Authority and Malay Kumar have agreed to settle charges that Kumar violated provisions of Regulation Best...
Firm with $550 Million in Assets Joins LaSalle St.
December 1, 2023
LaSalle St., a family of wealth management firms encompassing an independent broker-dealer and two registered investment adviser platforms, announced that...
US Supreme Court Signals It Could Limit SEC In-House Enforcement
November 30, 2023
Conservative U.S. Supreme Court justices on Wednesday signaled skepticism toward the legality of certain proceedings conducted in-house by the Securities...
SEC Charges Fund Adviser Jonathan Larmore with $35 Million Fraud
November 30, 2023
The Securities and Exchange Commission announced fraud charges against Phoenix-based real estate investment company ArciTerra Companies LLC and its chief...
Five Questions for: BGO Managing Director Michael Glimcher
November 30, 2023
In AltsWire’s latest installment of “5 Questions for,” the editorial team interviewed BGO managing director Michael Glimcher about industrial real...
Perigon Wealth Management Acquires Nevada RIA with $275 Million AUM
November 30, 2023
Perigon Wealth Management, an independent wealth management firm with more than $5.6 billion in client assets under management, announced it...
Directory Spotlight: Legion Capital
November 30, 2023
SCOTUS to Hear Oral Arguments Today in Case That Threatens to Upend Use of ALJs
November 29, 2023
The U.S. Supreme Court is set to hear oral arguments this morning in Securities and Exchange Commission v. Jarkesy, a...
Constitutional Crossroads: Implications of SEC v. Jarkesy on Judicial Integrity
November 29, 2023
In my doctoral research, I have approached the imminent Supreme Court case, SEC v. Jarkesy, as a constitutional crossroads, critically...
Commonwealth Recruits Former Lincoln Investment Team with $3 Billion AUM
November 29, 2023
Commonwealth Financial Network announced that Mammini Company, a former Lincoln Investments firm based in San Diego has joined its network...
FINRA Censures and Fines TD Private Client Wealth $600,000
November 29, 2023
The Financial Industry Regulatory Authority and TD Private Client Wealth LLC have agreed to settle charges that the firm failed...
Strategic Storage Trust VI Acquires Land for Canadian Self-Storage Development
November 29, 2023
Strategic Storage Trust VI Inc., an affiliate of SmartStop Self Storage REIT Inc., a self-managed non-traded real estate investment trust,...
Cetera Completes Acquisition of Avantax
November 28, 2023
Avantax Inc. (NASDAQ: AVTA), a tax-focused financial planning firm, and the parent company of Cetera Financial Group, one of the...
Guest Contributor: How to Use Asset Allocation in Real Estate Advising
November 28, 2023
Clients expect their advisors and representatives to diversify their liquid holdings based on the combination of their total financial picture...
