FINRA Fines Boston Brokerage $125K Over Willful Form CRS Violation
August 26, 2026
The Financial Industry Regulatory Authority has censured and fined Moors & Cabot, Inc. $125,000 after finding the Boston-based brokerage failed...
Mari Nicholson
Mari Nicholson is the managing editor of AltsWire. She reports on alternative investments for retail investors that are distributed via broker-dealers and registered investment advisers, as well as topics that affect these investors, financial advisers, and sponsors. Alternative investment funds covered by AltsWire include real estate investment trusts, business development companies, interval funds, closed-end funds, Delaware statutory trusts, utilized for tax-advantaged 1031 exchanges, qualified opportunity zone funds, as well as other unlisted publicly registered offerings and private placement investments.
Articles
Alts Fundraising Tops $104B Through July, Down 12% on Credit Slump
August 25, 2026
Alternative investment fundraising totaled $104.3 billion through July 2026, down 12% from $118.6 billion in the same period of 2025,...
Nasdaq, LODAS, and Harrison Street Plan Auction Venue for Interval Fund Interests
August 25, 2026
Nasdaq Fund Secondaries, LODAS Markets, and Harrison Street Asset Management said Aug. 24 they are collaborating on a managed transaction...
RREEF Property Trust Fully Satisfies July Redemptions After June’s Cap-Constrained Stall
August 25, 2026
RREEF Property Trust fulfilled 100% of stockholder redemption requests in July, marking a reversal from June when redemption demand exceeded...
RBC BlueBay Seeks SEC Relief to Link Interval Fund to Private Credit Strategies
August 25, 2026
RBC BlueBay Asset Management is asking the U.S. Securities and Exchange Commission for permission to let a retail-accessible interval fund...
Inland Taps Ameriprise Veteran Thad Ingersoll as Chief Compliance Officer
August 25, 2026
The Inland Real Estate Group has named Thad Ingersoll chief compliance officer of its broker-dealer and registered investment adviser. Ingersoll...
LPL Adds $1.6B Conte Wealth Advisors From Cambridge
August 25, 2026
Conte Wealth Advisors LLC, or CWA, a third-generation, family-owned wealth management practice based in Camp Hill, Pa., has joined LPL...
Six Lenders, DST Agent Object as Inspired Healthcare Auction Opens Without Proceeds Split
August 24, 2026
Inspired Healthcare Capital’s court-supervised asset auction, run on a sale schedule the debtors have amended 15 times since the case...
Capital Square Names Phillip Jensen SVP, National Accounts
August 24, 2026
Capital Square named Phillip Jensen senior vice president, national accounts, the Richmond, Va.-based sponsor said. Jensen, a two-decade distribution veteran,...
Franklin Lexington Fund Accepts All Shares Tendered in First Self-Tender Offer
August 24, 2026
Franklin Lexington Private Markets Fund accepted every share tendered in its first self-tender offer, buying back stock across all four...
Landmark Raises $140M in Initial Close of $500M Student Housing Fund
August 24, 2026
Landmark Properties has held the initial closing of Landmark Realty Partners II, LP, with approximately $140 million of aggregate capital...
Thompson Thrift Taps $222M Fund for 319-Unit Atlanta-Area Project
August 24, 2026
A $222 million equity fund Thompson Thrift closed in February is financing the developer's latest multifamily project: a 319-unit community...
Apollo S3 Private Markets Fund Board OKs Conversion to Interval Fund
August 21, 2026
Apollo S3 Private Markets Fund’s board of trustees has approved a plan to convert the fund into a registered interval...
NexPoint Capital’s NAV Climbs to $4.67, Extending Recovery Past 2025 Levels
August 21, 2026
NexPoint Capital Inc.'s net asset value per share reached $4.67 as of July 31, 2026, up from a first-quarter low...
SEC Says Convicted Fraudster Secretly Ran $42.7M Oil-Lease Offering
August 21, 2026
The U.S. Securities and Exchange Commission has asked a federal court in Fort Worth to compel 1859 Operating, LLC, five...
LPL Adds Two Ex-Edward Jones Adviser Teams With $350M in Combined Assets
August 21, 2026
LPL Financial said it recruited two financial adviser practices from Edward Jones this week, adding a combined $350 million in...
Inland Raises $28M for 178-Unit Office Conversion in Downtown St. Paul
August 20, 2026
Inland Real Estate Investment Corporation has completed a $28 million equity raise for a qualified opportunity fund created to convert...
JPMREIT’s Office Bet Lags Industrial as Portfolio Tops $1.7 Billion in Gross Assets
August 20, 2026
J.P. Morgan Real Estate Income Trust's first office investment was 62% occupied at midyear, the weakest occupancy in the nontraded...
Smart Glasses, Dumb Move: FINRA Bars Rep for Cheating His Way Through Series 6
August 20, 2026
The Financial Industry Regulatory Authority has barred Jacob Spencer, a former registered representative at NYLIFE Securities LLC, after finding he...
Apollo Debt Solutions BDC Expands Credit Facility to $3.99 Billion
August 20, 2026
Apollo Debt Solutions BDC has amended its senior secured, multicurrency revolving credit facility, raising total capacity to $3.99 billion, up...
