CION Investments Announce Increase in Regular Distribution
March 17, 2023
CION Investments, a manager and distributor of alternative investments, announced that its co-chief executive officers declared a first quarter 2023...
Kinsley Lively
Writer and editor serving the finance industry.
Articles
SEC Charges Darius Karpavicius with $4 Million Fraud
March 17, 2023
The Securities and Exchange Commission charged Darius Karpavicius, of Lithuania, with orchestrating an offering fraud that raised more than $4...
Walton Global Launches DST 1031 Exchange Platform Focused on Land-Based Investments
March 16, 2023
Walton Global, a real estate investment firm and sponsor of private placement offerings, has launched a Delaware statutory trust 1031...
Cottonwood Communities NAV Declines 3% in February
March 16, 2023
Cottonwood Communities Inc., a publicly registered non-traded real estate investment trust focused on multifamily real estate investments, has reported its...
Former Edward Jones Advisors Join LPL to Launch Zion Capital Wealth Management
March 16, 2023
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisors Lucas Mijares and Jesse Ettlin launched an independent...
Strategic Storage Growth Trust III Acquires Florida Self-Storage Facility
March 16, 2023
Strategic Storage Growth Trust III Inc., a Regulation D private placement fund that intends to qualify as a real estate...
Former UBS Advisor Jumps to LaSalle St.
March 16, 2023
LaSalle St., a family of wealth management firms encompassing independent broker-dealer and two registered investment adviser platforms, announced former UBS...
FINRA Survey: New Investors More Likely to Seek Financial Advice
March 15, 2023
According to a recent report from the Financial Industry Regulatory Authority, new investors are more likely to seek the advice...
Report Finds Private Investments Outperformed Public Markets in 2022
March 15, 2023
A recently published 2023 research report conducted by Hamilton Lane, a private markets investment management firm, found that private investments...
SEC Charges Self-Proclaimed California Entrepreneur with Fraud
March 15, 2023
The Securities and Exchange Commission charged John David Gessin and two of his businesses, Equifunds Inc. and Ice Fleet LLC,...
Griffin Realty Trust Changes Name Prior to Intended NYSE Listing
March 14, 2023
Griffin Realty Trust, a publicly registered non-traded real estate investment trust formerly known as Griffin Capital Essential Asset REIT, announced...
Former Edward Jones Advisor Joins LPL to Launch Independent Practice
March 14, 2023
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisor Nick Lalonde has launched an independent practice and...
Comrit Lowers Tender Offer Price for CNL Healthcare Shares
March 14, 2023
Comrit Investments 1 LP, a Tel Aviv-based investment fund, has made a filing with the SEC to launch an unsolicited...
SEC Obtains Judgement Against Perpetrator of Multi-Million Dollar Securities Fraud
March 14, 2023
The United States District Court for the District of Massachusetts entered a final judgment against Joshua Dax Cabrera ordering him...
SEC Petitions Supreme Court to Decide Authority of Administrative Law Courts
March 13, 2023
The Securities and Exchange Commission filed a petition late last week requesting that the Supreme Court review a decision by...
FINRA’s Number of Disciplinary Actions Declines for Third Year in a Row
March 13, 2023
An annual report by global law firm Eversheds Sutherland has completed its study of the disciplinary actions reported by the...
Eagle Point Institutional Income Fund Declares Monthly Distribution With 8.5% Annualized Rate
March 13, 2023
Eagle Point Institutional Income Fund, a newly launched non-traded closed-end fund, reported financial results for its initial period of operations,...
ADISA Video: Applying Senior Secured Loans (CLOs) to Portfolios
March 13, 2023
“For junior CLO securities, we usually see an 8% to 10% annualized distribution yield rate with these funds,” Joseph Roth,...
Biden’s Budget Proposal Again Seeks to Eliminate 1031 Exchanges
March 10, 2023
The Biden Administration released its 2024 budget plan this week that proposes sweeping tax increases on investors and the nation’s...
JLL Income Property Trust Increases Quarterly Dividend
March 10, 2023
The board of Jones Lang LaSalle Income Property Trust, a daily net asset value real estate investment trust, has declared...
