USG Realty Capital to Develop Seattle-Area OZ Project
February 10, 2023
USG Realty Capital, an alternative investment sponsor focused on opportunity zones, announced details of its ground-up opportunity zone project, Market...
Kinsley Lively
Writer and editor serving the finance industry.
Articles
SEC Charges Former Investment Advisor with $200 Million Fraud
February 10, 2023
The Securities and Exchange Commission charged Joshua W. Coleman, a resident of North Wales, Pennsylvania and former investment adviser, with...
Cetera Makes Strategic Investment in $1.7 Billion Prosperity Advisors
February 10, 2023
Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, announced that it has made a minority...
Report Finds Significant Decrease in ESG Investments Among Advisors
February 10, 2023
A new Cogent Syndicated report from Escalent shows former ESG investment growth projections have come to a halt, and financial...
Convicted Ponzi Architect to Pay $24 Million to Settle SEC Charges
February 10, 2023
The Securities and Exchange Commission announced the resolution of its fraud action against Eric J. Dalius and the business he...
Triton Pacific Expands QSR Portfolio with Kentucky Acquisition
February 10, 2023
Triton Pacific Capital Partners, a sponsor of private placements, announced that its portfolio company, Tasty Hut LLC, a Pizza Hut...
UDF Case Reaches Federal Appeals Court
February 9, 2023
A three-judge panel of the U.S. Fifth Circuit Court of Appeals in New Orleans heard oral arguments earlier this week...
Hartman vREIT XXI Suspends Investor Distributions
February 9, 2023
Hartman vREIT XXI Inc., a non-traded real estate investment trust sponsored by Hartman Income REIT Management Inc., announced that the...
SEC 2023 Exam Priorities Include Marketing Rule, Reg BI and Private Fund Advisers
February 9, 2023
The Securities and Exchange Commission’s division of examinations announced its 2023 examination priorities. “In a time of growing markets, evolving technologies,...
Opportunity Zone Funds Raised Nearly $10 Billion in 2022, But Cooled in 4Q22
February 8, 2023
Novogradac announced that overall investment in qualified opportunity funds tracked by the national accounting and consulting firm reached $34.09 billion...
StratCap Exploring Sale of Wireless Infrastructure Fund
February 8, 2023
StratCap LLC, a privately held alternative investment management platform, commenced a formal process to explore strategic alternatives for Strategic Wireless...
Starwood REIT Begins Trading on LODAS Markets
February 8, 2023
LODAS Markets, previously known as Realto Inc., which is the operator of a web-based marketplace for the secondary trading of...
Inland Acquires Minnesota Office Tower for Multifamily Redevelopment
February 8, 2023
Inland Real Estate Acquisitions LLC, the purchasing arm for various Inland-sponsored programs including Delaware statutory trust and opportunity zone funds,...
SEC Settles Charges with Centaurus Financial for “Unsuitable Recommendations”
February 7, 2023
The Securities and Exchange Commission announced that broker-dealer and investment adviser Centaurus Financial Inc., branch manager Ricky A. Mantei, and...
Inland Securities Corporation Adds Four New Hires
February 7, 2023
Inland Securities Corporation announced the addition of four new employees to the company which includes Jimmy Clark, regional associate I;...
KBS Growth & Income REIT Encourages Stockholders to Approve Liquidation
February 7, 2023
KBS Growth & Income REIT has proposed that its stockholder vote to approve a plan of liquidation at the company’s...
Gentry Mills Sells Two New York Real Estate Assets
February 7, 2023
Gentry Mills Capital, a real estate investment firm and sponsor of non-traded direct investment offerings, announced that the firm sold...
InPoint Suspends Offering and SRP; Strategic Alternatives Being Evaluated
February 6, 2023
InPoint Commercial Real Estate Income Inc., a commercial mortgage non-traded real estate investment trust, announced the company has temporarily suspended...
LPL Grows Advisor Count to 21,275 in 2022; Earning Per Share Up 85%
February 6, 2023
LPL Financial LLC, the nation’s largest independent broker-dealer, announced results for its fourth quarter 2022, reporting a net income of...
Former SEI Investments Exec Named President of Ulitmus LeverPoint Private Fund Solutions
February 6, 2023
Ultimus Fund Solutions, an independent provider of full-service administration, fund accounting, middle office, and investor solutions to traditional and alternative...
