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Ex-Stifel Adviser Joins LPL and Women-led Bergkamp Financial

July 17, 2024

Financial adviser Danielle Qualls recently joined LPL Financial’s broker-dealer, registered investment adviser, and custodial platforms, teaming up with existing firm...

Inland Private Capital and University Partners Form Strategic Student Housing Relationship

July 16, 2024

Real estate investment manager Inland Private Capital Corporation has entered into a strategic relationship with University Partners, an owner and...

SEC Charges Additional Defendant in $38 Million Ponzi-Like Scheme to Defraud Investors

July 16, 2024

The U.S. Securities and Exchange Commission filed an amended complaint adding Shlomo Erez, a citizen of Israel, as a defendant...

QOZ Program Considerations Surrounding the Expiration of the Tax Cuts/Jobs Act and Meeting the Deferred Tax Liability

July 16, 2024

The Qualified Opportunity Zone Program – QOZ Program – made available under the 2017 Tax Cuts and Jobs Act is...

FINRA Fines Lincoln Financial for Indirect Payments to Unregistered Entity

July 16, 2024

Lincoln Financial Distributors Inc., a leading distribution company and part of the Lincoln Financial Group family of companies, has been...

Stanger Increases 2024 Interval Funds Capital Formation Estimate to $27 Billion

July 15, 2024

Interval funds had a combined aggregate net asset value of $86.4 billion as of the end of the second quarter...

Cetera’s Summit Financial Brings on $325 Million AUA Adviser Team From Commonwealth

July 15, 2024

The nine-person team comprising Rally Wealth and Benefits has joined Summit Financial Networks, a Cetera Advisor Networks affiliate. The firm –...

UBS Fined for Supervisory Failures Related to Adviser Misconduct, Improper Securities Transactions

July 15, 2024

UBS Financial Services Inc., the global brokerage firm and investment adviser, has agreed to pay an $850,000 fine as part...

Lighthouse Life Acquires Life Settlement Industry Advertising Brand

July 15, 2024

Lighthouse Life Capital's parent company, Lighthouse Life Strategies Inc., announced the acquisition of select assets from Harbor Life Settlements, the...

Inland Takes Florida DST Full Cycle, Achieving 6.45% IRR to Investors

July 12, 2024

Real estate investment manager Inland Private Capital Corporation has sold Brantley Pines, a multifamily property located in Fort Myers, Fla....

FS Credit REIT Completes Purchase of $352 Million Senior Commercial Real Estate Loan

July 12, 2024

FS Credit Real Estate Income Trust Inc., a monthly net asset value real estate investment trust that invests primarily in...

Former Ameriprise Pair With $475 Million Assets Launches Integrity Financial Group With LPL

July 12, 2024

Financial advisers Justin Gore, JD, and Michael Fusco, CRPC, have joined LPL Financial’s broker-dealer, registered investment adviser, and custodial platforms...

Court Enters Final Judgment Against Vika Ventures CEO for $6 Million Fraud

July 12, 2024

The U.S. District Court for the Middle District of Georgia entered a final judgment against George Iakovou, in a U.S....

Four Springs Appoints Former Blackstone PWS Principal as President

July 11, 2024

Four Springs Capital Markets, a provider of 1031 exchange and net lease replacement properties, has appointed Matt Woehnker as president....

House Committee Advances Resolution to Overturn DOL Fiduciary Rule

July 11, 2024

The House Appropriations Committee approved by a 31-25 vote the Fiscal Year 2025 Labor, Health and Human Services, Education, Transportation,...

Montego Minerals Closes Another Portfolio: Cedar Ranch Properties

July 11, 2024

Montego Minerals, a long-term investor in oil and gas royalties and mineral rights, announced the close of its 20th portfolio,...

Sponsored: Nine Questions Investment Managers Ask About Interval Fund Valuations

Ex-Cambridge Adviser Jumps to Cetera Advisor Networks

July 11, 2024

Cetera Financial Group announced that Steven Dalton has joined Cetera Advisor Networks via Cetera Wealth Partners. Dalton provides comprehensive financial...