Bodnar Financial Advisors Joins LPL from Cambridge
October 4, 2022
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that Bodnar Financial Advisors has joined the firm’s broker-dealer, registered investment...
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Articles
Jones Lang LaSalle Income Property Trust Inc. Changes Name
October 4, 2022
Jones Lang LaSalle Income Property Trust Inc., a daily net asset value real estate investment trust, changed its name to...
Senate Bill Would Boost Alts in Defined Contribution Plans
October 3, 2022
Republican members of the U.S. Senate Banking Committee have introduced the Retirement Savings Modernization Act to “bolster American’s retirement savings”...
SEC Charges Former LPL Rep with Defrauding Elderly Client
October 3, 2022
The Securities and Exchange Commission charged Bradley A. Goodbred, a former registered representative with LPL Financial, with stealing $1.3 million...
Opinion: Where is the SEC?
October 3, 2022
By: Publius In our previous article, we discussed how the Supreme Court egregiously missed a chance to do right by the...
Leitbox Acquires Self-Storage Facility in Georgia
October 3, 2022
Leitbox Storage Partners, a self-storage investment and development platform, has purchased a self-storage facility in Gainesville, GA for $2.9 million. The...
FINRA’s National Adjudicatory Council Revises Sanction Guidelines
September 30, 2022
The Financial Industry Regulatory Authority announced that the National Adjudicatory Council has updated the organization’s sanction guidelines to, among other...
Owl Rock Core Income Corp. Declares Special Distribution to Stockholders
September 30, 2022
Owl Rock Core Income Corp., a non-traded business development company, has declared a special distribution to stockholders and declared a...
FINRA Permanently Bars Morgan Stanley Broker
September 30, 2022
The Financial Industry Regulatory Authority has permanently barred Doug M. McKelvey from the securities industry for refusing to provide information...
A new golden age for fast food?
September 30, 2022
When it comes to American culture, one area that many people may think of is fast food. According to research...
SEC’s Electronic Messaging Sweep is a Warning Shot for Broker-Dealers and Investment Advisors
September 29, 2022
By ordering more than $1.1 billion in penalties against the world’s largest banks and brokerages based on admissions of willful...
EP Wealth Advisors Expands to East Coast with Acquisition of $1.1 Billion RIA
September 29, 2022
EP Wealth Advisors LLC, an independent registered investment adviser, has acquired Massachusetts-based Minot Wealth Management LLC, a fee-only RIA with...
Cantor Fitzgerald Income Trust Updates Net Asset Value Per Share
September 29, 2022
Cantor Fitzgerald Income Trust Inc., a publicly registered non-traded real estate investment trust formerly known as Rodin Global Property Trust,...
IGRE Acquires Coterra Energy Facility
September 29, 2022
Investment Grade R.E. Income Fund, LP, a $100 million Regulation A+ fund that owns and operates a portfolio of single-tenant,...
Lodging Fund REIT Receives Wells Notice
September 28, 2022
Lodging Fund REIT III Inc., a publicly registered non-traded real estate investment trust, disclosed that the Securities and Exchange Commission...
Cottonwood Completes Merger with Reg A+ REIT Affiliate
September 28, 2022
Cottonwood Communities Inc., a publicly registered non-traded real estate investment trust focused on multifamily real estate investments, merged with Cottonwood...
SEC Bars Former Ameriprise Financial Investment Advisor
September 28, 2022
The Securities and Exchange Commission has barred Arthur S. Hoffman, a former investment adviser representative of Ameriprise Financial Services. Hoffman began...
LPL Financial Adds Former Altruist Executive to Management Team
September 28, 2022
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that Pete Dorsey has joined the firm as executive vice president...
Blackstone REIT Updates Monthly NAV Per Share and Total Return
September 27, 2022
Blackstone Real Estate Income Trust, a publicly registered non-traded REIT sponsored by private equity giant The Blackstone Group (NYSE: BX),...
Vero Wealth Management Joins Linsco by LPL Financial
September 27, 2022
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisors Benjamin Link and Steve Sexton have joined LPL’s...
