SEC Charges National Realty Investment Advisors with $600 Million “Ponzi-Like Fraud”
October 17, 2022
The Securities and Exchange Commission has charged New Jersey-based National Realty Investment Advisors LLC and four of its former executives...
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Croatan Expands Executive Team with New Head of Capital Markets
October 17, 2022
Croatan Investments, a sponsor of Delaware statutory trust offerings and other private placements, announced the addition of Chris Zollo as...
AIX Announces Integration with Infinity Financial Services
October 17, 2022
Alternative Investment Exchange, a financial technology services provider focused on non-traded alternative investments, announced that independent broker-dealer Infinity Financial Services...
Sponsored: Self-Storage Continues Trend of Strong Performance in Today’s CRE Market
October 17, 2022
Due to its favorable demand and supply fundamentals, the self-storage sector remains a recession-resilient commercial real estate asset. Self-storage is...
SEC Sanctions “Fraud Guarantee” Principal for Fraud
October 14, 2022
The U.S. District Court for the Southern District of New York entered a final consent judgment against Florida resident Lev...
Cetera Financial Attracts Record $6.3 Billion in Assets via Third Quarter Recruiting
October 14, 2022
Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, attracted a record $6.3 billion through third quarter recruiting...
Grubb Properties Adds 672 Units across Five Properties in Opportunity Zones
October 14, 2022
Grubb Properties, a commercial real estate firm and opportunity zone fund sponsor, announced the commencement of development on five new...
Sageview to Acquire Former LPL Affiliate with $415 Million in Client Assets
October 14, 2022
SageView Advisory Group, an independent registered investment advisory firm, announced the acquisition of Deer Park, Illinois-based Lakeview Wealth Management, an...
American Healthcare REIT Adds Head of IR as it Pursues NYSE Listing
October 13, 2022
American Healthcare REIT Inc., a non-traded real estate investment trust created by the merger of Griffin-American Healthcare REIT III and...
Griffin Capital Qualified Opportunity Zone Fund II Breaks Ground on Houston Apartment Development
October 13, 2022
Griffin Capital Company LLC and their joint venture partner Greystar Real Estate Partners announced the start of construction on a...
Former Raymond James Advisors Launch Independent Practice through LPL
October 13, 2022
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisors Beau Jones, Chris Story, Taylor Roberts and Joseph...
Greenbacker Buys Renewable Energy Project in Virginia
October 13, 2022
Greenbacker Capital Management, a non-traded limited liability company focused on green energy investments, has purchased a 3.9 megawatts (DC) to-be-constructed...
Department of Labor Proposes Rule to Restrict Classification of IBD Reps as Independent Contractors
October 12, 2022
The Department of Labor has published a Notice of Proposed Rulemaking to help employers and workers determine whether a worker...
Cove Capital Takes Industrial DST Offering Full Cycle
October 12, 2022
Cove Capital Investments, a sponsor of Delaware statutory trusts and other real estate investment offerings, has taken its Cove Dulles...
SEC Accepts Offer of Settlement from Former Merrill Lynch Advisor
October 12, 2022
The Securities and Exchange Commission has accepted an Offer of Settlement from Shaun P. Golden, a former advisor for Merrill...
Syndicated Equities Buys 100% Net Leased Property in Oklahoma City for DST Offering
October 12, 2022
Syndicated Equities, a sponsor of securitized 1031 exchange offerings, announced the acquisition of the Heartland Payment Systems Corporate Headquarters in...
Prospect Capital Corporation Adds to Non-Traded Preferred Stock Offering
October 11, 2022
Prospect Capital Corporation (NASDAQ: PSEC), a publicly traded business development company, announced that the company has added new 6.50% Series...
ADISA Names 2022 Winners of its ACE, Distinguished Service and President’s Awards
October 11, 2022
The Alternative & Direct Investment Securities Association, a trade association representing the non-traded alternative investment space, announced the 2022 winners...
SEC Obtains Final Judgment Against Edward Jones Advisor
October 11, 2022
The Securities and Exchange Commission has obtained a final judgment against Ronald T. Molo, a former investment professional at Edward...
CORE Pacific Advisors Buys $150 Million Multifamily Property
October 11, 2022
CORE Pacific Advisors, an investment advisory firm and sponsor of securitized 1031 exchange offerings, announced the acquisition of Arbour Commons...
