SEC Charges Wells Fargo Advisors with Anti-Money Laundering Violations

May 23, 2022

SEC Charges Former LPL/Wells Fargo Broker with Stealing $680,000 from Clients

March 16, 2022

Private Equity Firms Complete Acquisition and Rebrand of Wells Fargo Asset Management

November 3, 2021

Wells Fargo Asset Management Rebrands and Names New CEO

July 27, 2021

Wells Fargo to Sell Asset Management Arm to Two Private Equity Firms

February 24, 2021

iCapital Network to Buy Wells Fargo Alternative Investments Feeder Fund Platform

June 19, 2020

FINRA Panel Rules that Wells Fargo Violated Nevada’s New Fiduciary Rule

September 10, 2019

Massachusetts Fines Wells Fargo $450,000 over Unregistered Agents and Supervisors

August 29, 2019

Wells Fargo Names New President of Brokerage Unit

August 2, 2019

Wells Fargo Names New Head of Asset Management Unit

June 11, 2019

Principal Financial Group to Buy Wells Fargo Retirement Unit for $1.2 Billion

April 10, 2019

Wells Fargo’s Tim Sloan Abruptly Steps Down as President and CEO

March 29, 2019

SEC Obtains $1.1 Million Judgment Against Former Broker

March 4, 2019

LPL Financial Adds $360 Million Team from Wells Fargo Advisors

January 11, 2019

InvenTrust Closes $750 Million Unsecured Credit Facility

January 4, 2019

Former Wells Fargo Rep Receives 128-Count Indictment for Investment Fraud

January 3, 2019

Wells Fargo Reaches $575 Million Agreement with States over Sales Misconduct

January 2, 2019

JLL Income Property Trust Expands and Extends Credit Facility

December 26, 2018

LPL Recruits Former Wells Fargo Advisors Financial Advisor

November 20, 2018

Triad Advisors Adds $850 Million Team from Wells Fargo

November 6, 2018