Broker-Dealers Sue FINRA, Claim Enforcement Authority Is Unconstitutional

April 13, 2026

SEC v. Jarkesy: A Victory for the Constitution

July 10, 2024

Supreme Court Rules Against SEC in Jarkesy Case, Limiting Agency’s In-House Enforcement

June 27, 2024

US Supreme Court Signals It Could Limit SEC In-House Enforcement

November 30, 2023

SCOTUS to Hear Oral Arguments Today in Case That Threatens to Upend Use of ALJs

November 29, 2023

Constitutional Crossroads: Implications of SEC v. Jarkesy on Judicial Integrity

November 29, 2023

U.S. Supreme Court to Hear Case Challenging Administrative Law Judges Later This Month

November 8, 2023

U.S. Supreme Court to Decide Legality of SEC In-House Enforcement

July 3, 2023

U.S. Supreme Court Allows Defendants to Challenge SEC and Other Federal Agency Enforcement Actions in U.S. Courts

April 17, 2023

SEC Petitions Supreme Court to Decide Authority of Administrative Law Courts

March 13, 2023

SCOTUS Appears Sympathetic to SEC Challenges

November 9, 2022

Fifth Circuit Declines Request to Reconsider Constitutionality of SEC In-House Courts

October 26, 2022