Dead Wrong: FINRA Fines Broker Over Undisclosed $1 Million Bequest

May 22, 2025

Commonwealth Adds $320 Million-Asset Firm, Formerly With Cambridge

February 4, 2025

Commonwealth Adds Two Former Osaic Firms With Nearly $500 Million in Assets

December 18, 2024

San Diego-Based Securities America Team Moves to LPL Financial

June 4, 2024

Daughter of Imprisoned Former Securities America Broker Pleads Guilty to Federal Charges

April 1, 2022

Securities America Advisors to Pay $1.8 Million For Failing to Prevent $8 Million Theft

July 6, 2021

FINRA Fines Securities America for Violating Customer Privacy

February 25, 2021

Securities America Recruits Wealth Management Team from Ameriprise

December 9, 2020

Securities America Recruits Another Credit Union Program from LPL Financial

September 22, 2020

Securities America Recruits $150 Million Team

August 3, 2020

Securities America CEO Nominated for Second Term on FINRA Board

July 9, 2020

Securities America Recruits Credit Union Team from LPL

July 8, 2020

Advisor Group’s Securities America Recruits $120 Million Hybrid

April 8, 2020

Securities America Nabs $560 Million Hybrid

December 13, 2019

Securities America Launches Super OSJ With Former SA Stone Wealth Management Broker

December 9, 2019

SEC Bars Former Securities America Broker Over $1 Billion Ponzi Scheme

December 5, 2019

Securities America Recruits Former Summit Brokerage Team

October 11, 2019

Ladenburg Launches 401(K) Platform for Advisors’ Business Clients

August 26, 2019

Ladenburg Invests in Impact Investing Start-Up Targeting Millennial Investors

August 14, 2019

Longtime Securities America Broker Sentenced to 13 Years for Ponzi Scheme

August 5, 2019