SEC Charges Individual in Investment Scheme Targeting Haitian-American Community

June 17, 2024

SEC Obtains Final Judgments Against Pair of Entities Connected to $18 Million Ponzi Scheme

May 21, 2024

OneCoin Lawyer Sentenced to Four Years for Role in $4 Billion Crypto Fraud

April 8, 2024

SEC Charges 17 in $300 Million Crypto Ponzi Scheme Targeting Latino Community

March 18, 2024

SEC Charges Prosperity Investments in Ponzi Scheme Targeting Nigerian Americans

January 23, 2024

SEC Takes Action to Halt Alleged $130M Fraud Targeting Indian American Community

January 9, 2024

SEC Charges “Cash Flow King” Podcaster with Perpetrating $11 Million Ponzi Scheme

September 27, 2023

SEC Reaches Final Judgments in Ponzi Scheme

August 16, 2023

Investors File Lawsuit Against National Realty Investment Advisors for “Ponzi-Like Fraud”

January 10, 2023

SEC Charges National Realty Investment Advisors with $600 Million “Ponzi-Like Fraud”

October 17, 2022

SEC Charges Three Advisers for Recommending Multi-Million-Dollar Ponzi to Clients

June 15, 2022

SEC Charges Dually Registered Broker with Operating Ponzi Scheme

April 25, 2022

Daughter of Imprisoned Former Securities America Broker Pleads Guilty to Federal Charges

April 1, 2022

Former Merrill Lynch Broker Sentenced to Seven Years for Defrauding Investors

December 8, 2021

Former Broker Sentenced to More Than Five Years for Defrauding Retail Investors

June 11, 2021

SEC Bars Former Geneos Broker Who Pled Guilty to Selling Phony Humanitarian Investment

May 7, 2021

SEC Obtains Judgment Against Former LPL Broker that Ran $5 Million Ponzi Scheme

February 23, 2021

Former GPB Capital CEO Pleads Not Guilty in $1.8 Billion Fraud Case

February 11, 2021

NASAA Details State Enforcement Actions Against GPB Capital

February 9, 2021

SEC Charges GPB With Running “Ponzi-Like Scheme,” Violating Whistleblower Laws

February 5, 2021