NASAA Shortens Wait Time for FINRA Series 63, 65, 66 Retests

August 11, 2026

NASAA Highlights Concerns About Digital Commodity Intermediaries Act

January 26, 2026

Advocates Urge Congress to Protect State Regulators’ Ability to Fight Fraud

November 4, 2025

FSI Names Andrew Hartnett VP of Regulatory Affairs, Deputy General Counsel

October 30, 2025

NASAA-Backed Letter Warns RFIA Could Weaken Investor Protections in Crypto Regulation

October 9, 2025

NASAA Amends Non-Traded REIT Guidelines

September 8, 2025

NASAA Seeks to Ease Investment Adviser Advertising Rules to Align With SEC

July 30, 2025

Reconciliation Bill Falls Short on BDC Tax Parity, but Reform Momentum Builds

July 21, 2025

NASAA Announces $9.3M Settlement With Five Firms That Overcharged Customers

June 9, 2025

NASAA Members Adopt Conduct Rule Amendments to More Align With Reg BI

April 7, 2025

NASAA Seeks Public Comment on Latest Proposed Revisions to Non-Traded REIT Guidelines

March 31, 2025

Navigating the Changing Regulatory Landscape: How Pending Regulatory Changes Impact Financial Professionals and Their Clients

April 8, 2024

Industry Advocates Blast NASAA’s Proposed Changes to Business Practices Rule

December 6, 2023

NASAA Reportedly Reevaluating Non-Traded REIT Concentration Proposal

October 13, 2023

Regulatory Perspective: The Path Ahead for Alts in 2023

February 28, 2023

NASAA REIT Proposal Garners Objections from Industry Advocates

September 15, 2022

NASAA Extends Comment Period on Proposed Non-Traded REIT Policy Revisions

August 5, 2022

NASAA Seeks Public Comment on Proposed Non-Traded REIT Policy Revisions

July 13, 2022

NASAA Reports Increased Enforcement Actions Tied to Commodities, Digital Assets

October 4, 2021

NASAA Details State Enforcement Actions Against GPB Capital

February 9, 2021