SEC Charges Ex-Assistant at Venture Capital Firms With $1.28M Fraud

September 18, 2026

Pacific Private Money Group Founder, Ex-COO Charged in $80M Ponzi Scheme

September 1, 2026

SEC Charges New Jersey Trio in $47M Affinity Fraud Targeting Orthodox Jewish Investors

August 14, 2026

SEC Charges Goliath Ventures, CEO Over Alleged $425M Crypto Ponzi

August 12, 2026

SEC Charges Adit Ventures, CEO With Defrauding Pre-IPO Fund Investors

August 10, 2026

SEC Settles With Alabama Adviser Over Failed Oversight in $2.6M GraySail Fraud

May 22, 2026

SEC Charges Fund Manager and C-Suite Executives in $100M Fraud Scheme

April 21, 2026

SEC Charges N.Y. RIA and Principals in $138M Investment Fraud

April 3, 2026

SEC Files Fraud Charges Against Estate of Deceased Massachusetts Adviser

April 2, 2026

SEC Files Charges in $37M Ponzi Scheme Targeting Bay Area Hindu Community

February 1, 2026

SEC Charges Myriad Defendants With Alleged Multi-Million Dollar Fraud

January 15, 2026

SEC Charges Three Purported Crypto Asset Trading Platforms With Misappropriating $14M From Retail Investors

December 25, 2025

Individual Charged With Misappropriating $48.5M in Bitcoin Mining Investment Scheme

December 17, 2025

SEC Names Judge Margaret Ryan as Division of Enforcement Director

August 21, 2025

LPL Adviser Team Appeals Court-Ordered Handover of Client Data

August 21, 2025

Ex-Adviser Charged With Defrauding Venezuelans, Others in $94M Ponzi Scheme

July 28, 2025

Ex-Rubicon President Sentenced to Eight Years for $23M Fraud Scheme

June 28, 2025

SEC Obtains Final Judgment Against RIA Charged With Misappropriating Client Funds

June 17, 2025

SEC Charges Three Texans in $91M Ponzi Scheme Affecting 200+ Investors

April 30, 2025

SEC Charges PGI Global Founder With Foreign Exchange Trading, $198M Crypto Fraud

April 23, 2025