NewEdge Advisors Adds $1.4 Billion Florida Panhandle Team Formerly With Merrill Lynch

April 3, 2025

FINRA Fines Smoothie-Tossing Rep $50,000 for Structuring Scheme

February 12, 2025

Adviser Team With $685 Million Joins LPL From Merrill Lynch

October 11, 2024

Ex-Goldman Sachs VP Joins Hines Private Wealth Services to Lead Strategic Accounts

September 17, 2024

Merrill Lynch and BofA Securities Fined $3 Million for Supervisory Lapses Related to Manipulative Trading Activities

August 30, 2024

Former Merrill Lynch Firm With $400 Million in Assets Joins Sanctuary Wealth

August 26, 2024

Pennsylvania- and Florida-Based Teams Join NewEdge Wealth, Combine for $1.8 Billion AUM

August 20, 2024

FINRA Orders Merrill Lynch to Pay Nearly $1.5 Million in Restitution for Supervisory Failures

July 5, 2024

LPL Adds Pair of SoCal Financial Adviser Teams With $750 Million in Combined Assets

June 18, 2024

Former $1 Billion Merrill Lynch Team Launches California RIA Alteri Wealth

June 5, 2024

Former Merrill Lynch Advisers With $705 Million Assets Join LPL

May 24, 2024

Ex-Merrill Lynch Adviser Joins Existing LPL Strategic Wealth Services Team

May 16, 2024

Griffin Capital Adds CIO With Tishman Speyer/Merrill Lynch Roots

April 30, 2024

Former Merrill Lynch Adviser With More Than $800 Million in AUM Goes Independent With LPL

April 24, 2024

Financial Adviser Trio With $580 Million Assets Joins LPL From Merrill Lynch

March 26, 2024

Former $1 Billion Merrill Lynch Team Launches LPL Practice

February 29, 2024

Merrill Lynch Fined $12 Million for Decade-Long Failure to File Suspicious Activity Reports

July 12, 2023

Merrill Lynch to Pay $15 Million in Restitution to Settle FINRA Charges

June 6, 2022

FINRA Fines Merrill Lynch for Allowing Unregistered Executive to Act as Principal

May 15, 2020

FINRA Fines Former Merrill Lynch Broker for Covering Clients’ Losses

March 23, 2020