FINRA Fines LPL Financial $300,000 for Customer Reserve Violations

August 15, 2022

LPL Financial Hires EVP of Corporate Strategy and New Ventures

August 11, 2022

LPL Financial Reports 2Q22 Results, Decrease in Advisory and Brokerage Assets

August 4, 2022

Carson Group Hires Former LPL Exec as Chief Market Strategist

July 27, 2022

Mariner to Buy $26 Billion LPL Affiliate

July 20, 2022

LPL Financial to Buy $5 Billion Firm

July 11, 2022

SEC Charges Former LPL Broker with Stealing $1.7 Million from Retail Investors

July 5, 2022

LPL Financial Recruits Ex-Wells Fargo Team

June 21, 2022

LPL Financial Launches New Program to Serve Affluent Market

June 16, 2022

Cetera Recruits $300 Million Team from Mass Mutual

May 13, 2022

LPL Reports First Quarter 2022 Results, Broker Count Exceeds 20,000

May 2, 2022

LPL Financial Recruits $120 Million Father-Daughter Team

April 25, 2022

Former LPL CIO Joins Carson Group as Managing Partner and Chief Strategy Officer

April 7, 2022

SEC Charges Former LPL/Wells Fargo Broker with Stealing $680,000 from Clients

March 16, 2022

FINRA Sanctions Ex-LPL Broker Accused of Raising $815,000 for Fraudulent Tequila Company

March 9, 2022

LPL Financial Recruits $1 Billion Team from Wells Fargo

February 22, 2022

LPL Recruits Father/Son Advisor Team from Raymond James

February 10, 2022

LPL Reports $1.21 Trillion in Advisory and Brokerage Assets in 4Q21

February 4, 2022

Cetera Advisor Networks Appoints New President

February 1, 2022

LPL Financial Recruits Former Lincoln Financial Team

January 20, 2022