SEC Bars Former LPL Broker for Running $5 Million Ponzi Scheme

November 4, 2019

LPL Financial Recruits Former Woodbury Financial Duo

October 30, 2019

FINRA Bars Former LPL Broker for Refusing to Participate in Investigation

October 22, 2019

LPL Financial Recruits Former 1st Global Duo

October 18, 2019

New Hampshire Freezes Assets of Former LPL Advisor Over Fake African Charity

October 14, 2019

LPL Financial Recruits $1 Billion Team from Advisor Group’s FSC Securities

October 8, 2019

SEC Charges Former LPL Broker with Defrauding Retail Investors in Ponzi Scheme

October 2, 2019

LPL Recruits Former Ameriprise Team

September 24, 2019

LPL Adds Former Ameriprise Team with $150 Million in Client Assets

September 10, 2019

LPL Recruits Former Wells Fargo Financial Advisor with $125 Million AUM

September 6, 2019

LPL Financial Recruits $700 Million Team

September 3, 2019

LPL Financial Recruits Former Ameriprise Hybrid

August 27, 2019

SEC Charges Adviser for Defrauding Two Retail Investors in Oversees Investment Scam

August 14, 2019

LPL Financial Adds Former UBS Broker with $160 Million Of Client Assets

August 8, 2019

LPL Financial to Acquire Firm with $3 Billion in Client Assets

August 5, 2019

LPL Financial Adds Another Group from Kestra Financial

July 29, 2019

LPL Financial Recruits Former Kestra Group with $500 Million in Client Assets

July 23, 2019

IFP Hires Former Cambridge Exec as New Chief Compliance Officer

July 18, 2019

SEC Charges Former LPL Broker and Convict Friend for Selling Unregistered Securities

July 8, 2019

LPL Financial Recruits $1.1 Billion Team from Raymond James

July 3, 2019