LPL Recruits Former Ameriprise Team

September 24, 2019

LPL Adds Former Ameriprise Team with $150 Million in Client Assets

September 10, 2019

LPL Recruits Former Wells Fargo Financial Advisor with $125 Million AUM

September 6, 2019

LPL Financial Recruits $700 Million Team

September 3, 2019

LPL Financial Recruits Former Ameriprise Hybrid

August 27, 2019

SEC Charges Adviser for Defrauding Two Retail Investors in Oversees Investment Scam

August 14, 2019

LPL Financial Adds Former UBS Broker with $160 Million Of Client Assets

August 8, 2019

LPL Financial to Acquire Firm with $3 Billion in Client Assets

August 5, 2019

LPL Financial Adds Another Group from Kestra Financial

July 29, 2019

LPL Financial Recruits Former Kestra Group with $500 Million in Client Assets

July 23, 2019

IFP Hires Former Cambridge Exec as New Chief Compliance Officer

July 18, 2019

SEC Charges Former LPL Broker and Convict Friend for Selling Unregistered Securities

July 8, 2019

LPL Financial Recruits $1.1 Billion Team from Raymond James

July 3, 2019

Massachusetts Securities Division Fines LPL $1.1 Million over Unregistered Agents and Late Filings

June 27, 2019

Former Cetera Team Returns to LPL

June 19, 2019

FINRA Bars Former LPL Rep

June 14, 2019

LPL Financial Adds Former Oppenheimer Advisor with $220 Million in Client Assets

June 13, 2019

LPL Recruits Former Waddell & Reed Team

June 10, 2019

Apollon Wealth Management Names Former LPL Exec as Chief Operating Officer

June 3, 2019

FINRA Bars Former Commonwealth Broker for Refusing to Provide Documents to Regulators

May 31, 2019