Founders Financial Appoints New Head of Business Development

July 11, 2018

LPL Financial Nabs Mike Duffy and Happiness Wealth Management

July 10, 2018

Galvin Launches Investigation of Private Placement Sales by “Bad Actors”

July 6, 2018

Nelson Partners Expands Sales Team and Names Managing Broker-Dealer

July 2, 2018

LPL Nabs $415 Million Wealth Management Firm

July 2, 2018

NAPA President Named New Head of IFP Plan Advisors

June 28, 2018

LPL Taps Former UBS Exec as New Managing Director and Head of Business Development

June 26, 2018

LPL Nabs $330 Million Hybrid from Lincoln Financial

June 15, 2018

Wealth Enhancement Group Acquires $500 Million Advisory Firm

June 14, 2018

FINRA Bars Former LPL Rep for Allegedly Stealing Customer Check Intended for Fee Payment

June 8, 2018

$1.7 Billion Hybrid Leaves LPL for PCS

June 6, 2018

Triad Advisors Recruits $750 Million Advisory Firm from LPL Financial

May 31, 2018

Commonwealth Nabs Teams from LPL and Ameriprise

May 23, 2018

LPL Nearly Doubles Earnings in 1Q18, Provides Update on NPH Acquisition

May 7, 2018

LPL Fined $26 Million Over Sales of Unregistered Securities

May 3, 2018

LPL Financial Nabs Advisor Pair with $230 Million in Client Assets

April 27, 2018

LPL Recruits Financial Advisor with $123 Million in Client Assets

April 25, 2018

Jackson Appoints Former NPH CEO as President of Advisory Solutions

April 18, 2018

Griffin Capital Essential Asset REIT Buys McKesson Scottsdale Campus for $67 Million

April 13, 2018

RIA with $9.5 Billion AUM Leaving LPL to Launch Broker-Dealer

April 10, 2018