UDF Case Reaches Federal Appeals Court

February 9, 2023

NexPoint Seeks Injunction Against UDF IV Execs Who Used $65 Million of Shareholder Funds to Pay Legal Fees

September 16, 2022

Former LPL Broker Pleads Guilty to Fraud and Witness Tampering

September 16, 2022

SEC Charges Advisory Firm and Executives with $75 Million Fraud

September 1, 2022

NexPoint Sues UDF IV Advisors and Executives over “Massive Multi-Year Deception”

August 22, 2022

SEC Obtains Judgment Against Attorney Charged with Multi-Million Dollar Offering Fraud

July 15, 2022

UDF Executives Facing 20 Years in Prison Lose Bid to Remain Free Pending Appeal

June 28, 2022

Opinion: The SEC’s Tyrannical Gag Orders

June 8, 2022

Former Broker Sentenced to Six Years in Prison for Embezzling Millions from Pension Plan

June 7, 2022

UDF Executives Sentenced to a Combined 20 Years

May 24, 2022

SEC Bars Adviser Accused of Defrauding Elderly Client

May 16, 2022

Investment Fund Manager Sentenced to Nine Years for $100 Million Securities Fraud

May 12, 2022

SEC Obtains Judgment Against Adviser Accused of Defrauding Elderly Client

May 10, 2022

SEC Orders Fund Manager to Pay $12 Million to Settle Fraud Charges

March 21, 2022

SEC Charges Former LPL/Wells Fargo Broker with Stealing $680,000 from Clients

March 16, 2022

SEC Charges Siblings in $124 Million Crypto Fraud Operation

March 10, 2022

SEC Charges Ex-Broker Accused of Stealing $1.2 Million from Elderly Investors

March 4, 2022

SEC Charges Adviser with Running Precious Metals Scheme Targeting Retail Investors

February 2, 2022

SEC Charges Former UBS Advisor with Stealing $5.8 Million from Client

January 28, 2022

Four UDF Executives Convicted of Fraud

January 25, 2022