SEC Sanctions Eight Broker-Dealers/RIAs for Deficient Cybersecurity Protection

August 31, 2021

Blucora’s Avantax to Buy $1.1 Billion New Jersey-Based RIA

August 5, 2021

Former Lincoln/LPL Rep Admits to Stealing More Than $600,000 from Elderly Client

May 14, 2021

Cetera Recruits $2.4 Billion Texas-Based Team

May 6, 2021

Cetera Recruits $340 Million Team from LPL Financial

April 14, 2021

Atria’s Acquisition of SCF Securities Increases AUA to $95 Billion

April 12, 2021

Captrust Names Head of Wealth Management Group, Reports Record Growth for 2020

March 31, 2021

Cetera’s Farpointe Wealth Partners Recruits $190 Million Team

February 22, 2021

Atria to Buy Sixth Independent Broker-Dealer

January 29, 2021

KBS REIT Delays Liquidation Strategy Following “Significant” NAV Decline

January 28, 2021

Captrust Expands into Southwest Market with Latest RIA Purchase

January 8, 2021

Thrivent Hires Former LPL Exec as Senior Business Development Officer

December 3, 2020

Focus Financial Adds $680 Million RIA

December 2, 2020

Private Advisor Group Appoints Robert Moore as Chief Executive Officer

November 19, 2020

SEC Charges Fugitive Atlanta Adviser with Fraudulent Securities Offering

November 17, 2020

LPL Financial Adds Two Financial Advisors with $350 Million in Client Assets

November 16, 2020

LPL Financial Recruits $200 Million Family Team from Wells Fargo

November 9, 2020

FBI Seeks Help Locating Fugitive Wealth Advisor

November 2, 2020

LPL Buys FinTech Firm for $12 Million

October 29, 2020

LPL Recruits Father-Son Advisors from Advisor Group’s KMS Financial

October 22, 2020