$206 Million Firm Joins Cetera
February 27, 2023
Three Firms Managing More Than $600 Million Join Cetera
February 21, 2023
Cetera Makes Strategic Investment in $1.7 Billion Prosperity Advisors
February 10, 2023
Cetera Financial Recruits $2.5 Billion RIA
January 13, 2023
SEC Sanctions “Fraud Guarantee” Principal for Fraud
October 14, 2022
SEC Accepts Offer of Settlement from Former Merrill Lynch Advisor
October 12, 2022
SEC Obtains Final Judgment Against Edward Jones Advisor
October 11, 2022
SEC Bars Former Ameriprise Financial Investment Advisor
September 28, 2022
SEC Charges Former Advisor with Misappropriation of Client Funds
September 23, 2022
Former LPL Broker Pleads Guilty to Fraud and Witness Tampering
September 16, 2022
Cetera Recruits $140 Million Team from Commonwealth
September 7, 2022
