FINRA Hits WestPark Capital With $175K Fine, $345K Restitution Over GWG L Bond Sales

June 19, 2026

Cape Securities Ordered to Pay $145K in Restitution Over GWG L Bond Sales

May 15, 2026

Former GWG Chairman Found Guilty in Scheme That Wiped Out $1B in L Bonds

May 12, 2026

FINRA Disciplines Cape Securities Adviser Over Unsuitable GWG L Bond Sales

April 10, 2026

Texas Securities Commissioner Fines Landolt Securities Over GWG L Bond Sales

April 7, 2026

FINRA Suspends Former CCO Over Supervisory Failures involving GWG L Bonds

March 10, 2026

Former GWG Holdings Chairman Charged in $150M Fraud Scheme

November 6, 2025

Federal Judge Approves $91.3 Million in Settlements for GWG Bankruptcy

June 24, 2025

FINRA Sanctions Ex-Kingswood Adviser Over GWG L Bond Recommendations

May 19, 2025

Distressed GWG Bondholders Offered Pennies on the Dollar in Proposed Settlement

March 13, 2025

Center Street Securities Shutting Down

December 1, 2023

The Beneficient Company Hires Two Managing Directors

December 28, 2020

Sponsored: Five Virtual Events and Six Planning Tips to Make Your Client Touchpoints Memorable

November 9, 2020

GWG Expands Sales Team with Two New Hires

July 30, 2020

GWG Holdings Launches $2 Billion L Bond Offering

July 7, 2020

GWG Holdings Partners with Beneficient in $800 Million Strategic Transaction

January 22, 2018