NexPoint Offers Statement on UDF IV Bylaw Change and Litigation

February 12, 2024

SEC Settles Charges Related to Bitcoin Academy Scheme

February 6, 2024

SEC Charges $1.7 Billion Crypto Pyramid Scheme Architects With Fraud

January 31, 2024

SEC Charges Ex-Adviser With Defrauding Account Holders

January 26, 2024

SEC Bars Florida Man Who Operated $35 Million Ponzi Scheme

January 25, 2024

Settlement Reached in Case of Former Morgan Stanley Adviser Who Defrauded Elderly

January 24, 2024

SEC Charges Prosperity Investments in Ponzi Scheme Targeting Nigerian Americans

January 23, 2024

SEC Takes Action to Halt Alleged $130M Fraud Targeting Indian American Community

January 9, 2024

US Supreme Court Signals It Could Limit SEC In-House Enforcement

November 30, 2023

SCOTUS to Hear Oral Arguments Today in Case That Threatens to Upend Use of ALJs

November 29, 2023

Constitutional Crossroads: Implications of SEC v. Jarkesy on Judicial Integrity

November 29, 2023

U.S. Supreme Court to Hear Case Challenging Administrative Law Judges Later This Month

November 8, 2023

SEC Charges Former Adviser Over $2 Million Fraud Scheme

October 27, 2023

SEC Announces Top Exam Priorities for 2024

October 17, 2023

SEC Obtains Restraining Order and Asset Freeze Related to $130 Million Scheme

October 17, 2023

SEC Bars Former Adviser Convicted of Racketeering and Exploiting a Vulnerable Senior

October 16, 2023

Former LPL Advisor Sentenced to 15 Years in Prison for Fraud

October 9, 2023

SEC Fines 10 Firms a Combined $79 Million in Ongoing Crackdown on Private Electronic Communications

October 2, 2023

SEC Charges Investment Adviser and Affiliates with Real Estate Fund Fraud

September 29, 2023

SEC Fines RIA $18 Million for Failing to Disclose Cash Sweep Conflicts

September 28, 2023