Phoenix American Financial Services Hires Vice President of Sales

May 1, 2020

LPL Financial to Buy Lucia Securities

April 30, 2020

FINRA Fines Kestra for Violating Customer Privacy

April 30, 2020

Former Wells Fargo Team Joins LPL with $300 Million in Client Assets

April 28, 2020

Timbrel Capital Adds Four Wholesalers to Distribution Team

April 24, 2020

Legion Capital Adds Former GWG Executive and Two Wholesalers to Team

April 23, 2020

Advisor Group’s Triad Advisors Hires Former LPL Exec as SVP of Business Development

April 22, 2020

LPL Financial Recruits Financial Advisor from Blucora’s Avantax

April 21, 2020

Croatan Investments Fully Subscribes First Delaware Statutory Trust Offering

April 17, 2020

LPL Financial Hires Former TD Ameritrade Exec to Lead Operations

April 17, 2020

Kestra Financial Recruits $325 Million Wealth Management Team from UBS

April 16, 2020

SC Distributors Names Alex MacGillivray as National Sales Manager

April 14, 2020

Argonaut Acquisitions Adds Two to Executive Management Team

April 14, 2020

Croatan Hires Former Armada Hoffler Exec as Managing Principal and CIO

April 14, 2020

Ameriprise Adds Two Teams with $286 Million in Total Client Assets

April 14, 2020

IRS Delays Opportunity Zone and 1031 Exchange Deadlines Amid COVID-19 Pandemic

April 13, 2020

Docupace Launches New Regulation Best Interest Compliance Service

April 10, 2020

LPL Financial Adds $350 Million Firm from Securities America

April 9, 2020

Advisor Group’s Securities America Recruits $120 Million Hybrid

April 8, 2020

LPL Financial Hires Former Fidelity Executive as EVP of Strategy

April 7, 2020