Ameriprise Recruits Longtime Merrill Lynch Team

September 26, 2019

Stifel to Buy Missouri-Based Broker-Dealer

August 13, 2019

IFP Hires Former Cambridge Exec as New Chief Compliance Officer

July 18, 2019

SEC Approves Investment Advice Rule Package

June 6, 2019

DOL to Propose New Fiduciary Rule in December, SEC to Vote on Regulation BI Next Month

May 24, 2019

Secretary Acosta Says DOL Will Release New Fiduciary Rule in Conjunction with SEC

May 2, 2019

ProEquities Names Vice President of Business Development

March 25, 2019

Raymond James Financial to Buy Boutique Investment Bank

January 24, 2019

LPL Financial Adds Former Cetera Team to Platform

November 29, 2018

LPL Recruits Former Cadaret Grant Team

November 26, 2018

LPL Adds Former Cetera Hybrid to Platform

October 26, 2018

LPL Recruits $500 Million Team Formerly with Cadaret Grant

October 24, 2018

DOL to Introduce Fiduciary Rule in September 2019

October 23, 2018

LPL Recruits $520 Million Firm from Cambridge

October 22, 2018

SEC Bars Financial Adviser for Stealing $9 Million from Charitable Foundation

October 19, 2018

LPL Financial Adds $180 Million Team from Cetera

October 18, 2018

LPL Financial Recruits Former First Allied Firm

October 12, 2018

LPL Financial Adds $220 Million Team from Waddell & Reed

October 4, 2018