Fifth Circuit Strikes Down SEC Private Fund Adviser Rule

June 6, 2024

US Supreme Court Signals It Could Limit SEC In-House Enforcement

November 30, 2023

SCOTUS to Hear Oral Arguments Today in Case That Threatens to Upend Use of ALJs

November 29, 2023

Constitutional Crossroads: Implications of SEC v. Jarkesy on Judicial Integrity

November 29, 2023

U.S. Supreme Court to Hear Case Challenging Administrative Law Judges Later This Month

November 8, 2023

U.S. Supreme Court to Decide Legality of SEC In-House Enforcement

July 3, 2023

U.S. Supreme Court Allows Defendants to Challenge SEC and Other Federal Agency Enforcement Actions in U.S. Courts

April 17, 2023

SEC Petitions Supreme Court to Decide Authority of Administrative Law Courts

March 13, 2023

SCOTUS Appears Sympathetic to SEC Challenges

November 9, 2022

Fifth Circuit Declines Request to Reconsider Constitutionality of SEC In-House Courts

October 26, 2022

Merrill Lynch Reverses Ban on Commission-Based Retirement Accounts

August 31, 2018

DOL Fiduciary Rule Officially Dead

June 22, 2018

Merrill Lynch Reconsiders Commission Ban in Wake of Fiduciary Rule Demise

June 18, 2018

Supreme Court Deadline Passes as DOL’s Fiduciary Rule Remains in Limbo

June 14, 2018

Industry Groups Urge Fifth Circuit to Dissolve DOL Fiduciary Rule

June 7, 2018

Fifth Circuit Denies States’ Second Attempt to Intervene in Fiduciary Rule Case

May 23, 2018

Senate Democrats Want Supreme Court to Weigh in on DOL Fiduciary Rule

May 22, 2018

States Launch Hail Mary Attempt to Save DOL Fiduciary Rule

May 18, 2018

Fifth Circuit Denies AARP/States’ Fiduciary Rule Intervention Attempt

May 3, 2018

Plaintiffs Urge Fifth Circuit to Reject AARP/States Rehearing Request as Appeal Deadline Expires

May 1, 2018