DOL Fiduciary Rule Takes Effect Today

February 16, 2021

Department of Labor Issues Final Fiduciary Rule

December 16, 2020

Focus Financial Adds $680 Million RIA

December 2, 2020

XY Planning Nixes Supreme Court Challenge of Reg BI, Plans to Take Fiduciary Fight to States

October 13, 2020

Focus Financial to Buy $1.6 Billion Ohio-Based RIA

October 5, 2020

Department of Labor Unveils Proposed Exemption for Investment Advice Fiduciaries

June 30, 2020

XY Planning Network Considers Further Legal Challenges to SEC’s Regulation Best Interest

June 30, 2020

DOL Takes Another Step Towards Revised Fiduciary Rule

June 3, 2020

New Jersey Extends State Fiduciary Rule Finalization Amid Pandemic

April 20, 2020

Massachusetts Finalizes State Fiduciary Rule

February 24, 2020

Bloomberg Plans to Restore DOL Fiduciary Rule if Elected

February 19, 2020

ADISA Comments on Massachusetts Proposed Fiduciary Regulations

January 6, 2020

Massachusetts Moves Forward with State Fiduciary Standard

December 3, 2019

SDNY Dismisses States’ Lawsuit Against SEC Broker Advice Rule

October 15, 2019

FINRA Issues Regulation Best Interest/Form CRS Checklist

October 9, 2019

XY Planning Network Files Lawsuit to Challenge SEC’s Regulation Best Interest Rule

September 12, 2019

States Sue SEC Over Broker Advice Rule

September 11, 2019

FINRA Panel Rules that Wells Fargo Violated Nevada’s New Fiduciary Rule

September 10, 2019

President Trump Officially Nominates Eugene Scalia to Head Department of Labor

August 28, 2019

Massachusetts Solicits Preliminary Comments on Proposed Fiduciary Rule

June 18, 2019