Husband-Wife Team Join Cetera from Ameriprise

December 14, 2018

Baird and Hilliard Lyons to Merge

November 28, 2018

LPL Recruits Former Wells Fargo Advisors Financial Advisor

November 20, 2018

Cetera Hires Former LPL Exec as a Community Financial Institution Director

November 16, 2018

LPL Financial Adds Former Cetera Team to IBD and RIA Platform

November 8, 2018

Triad Advisors Adds $850 Million Team from Wells Fargo

November 6, 2018

SEC Charges Former Next Financial Adviser with $3.9 Million Fraud

November 5, 2018

Ladenburg’s Highland Capital Acquires Certain Assets of Four Seasons Financial Group

November 5, 2018

Former LPL Broker Sentenced to 20 Years for Stealing $1.8 Million from Clients

November 2, 2018

LPL Recruits $800 Million Team from Signator

November 1, 2018

FINRA Fines LPL Nearly $2.8 Million for Complaint Reporting Violations and AML Program Failures

October 31, 2018

Triad Advisors Names Former Colony NorthStar RIA Wholesaler as VP of Business Development

October 30, 2018

LPL Adds Former Cetera Hybrid to Platform

October 26, 2018

LPL Recruits $500 Million Team Formerly with Cadaret Grant

October 24, 2018

LPL Recruits $520 Million Firm from Cambridge

October 22, 2018

LPL Financial Adds $180 Million Team from Cetera

October 18, 2018

LPL Recruits Former Lincoln Financial Firm with $200 Million in Client Assets

September 14, 2018

FINRA: Number of Broker-Dealers and Registered Reps Decline for Second Year

August 10, 2018

SEC Fines Merrill Lynch $42 Million for Misleading Customers about Trading Venues

June 20, 2018