Former Edward Jones Firm with $310 Million in Assets Joins LPL Financial

June 12, 2023

SEC Enters Final Judgment Against Former NY Adviser

June 12, 2023

Former Lincoln Financial Advisor with $150 Million in Assets Joins LPL Financial

June 9, 2023

Cetera Acquires RIA Firm with $1.4 Billion in Assets

June 8, 2023

House Lawmakers Unanimously Pass Two Bills to Expand Accredited Investor Definition

June 7, 2023

Gorilla Investments Co. Joins LPL Financial with $475 Million in Assets

June 7, 2023

House Passes Bill to Expand Accredited Investor Test

June 2, 2023

Bill that Reduces Regulations on Independent Advisors Passes House of Representatives

June 2, 2023

Cadaret Grant Recruits Team with $1.1 Billion in Assets

June 1, 2023

Former Cambridge Firm with $400 Million in Assets Returns to LPL

June 1, 2023

Former RBC Wealth Management Team Joins LPL Financial

May 31, 2023

Former UBS Advisor Joins LPL Financial

May 25, 2023

Former Wells Fargo Advisors with $240 Million in Assets Joins LPL Financial

May 24, 2023

SEC Obtains Final Judgment Against New York Fraudster

May 24, 2023

Former Cetera Firm with $180 Million in Assets Joins LPL Financial

May 22, 2023

Cetera Holdings Taps Former Fidelity Executive for New CEO

May 18, 2023

SEC Obtains Final Judgment Against Former Barclays Advisor

May 18, 2023

Former Sagepoint Advisor Joins LPL Financial

May 17, 2023

SEC Bars Former J.P. Morgan Advisor

May 17, 2023

Former Raymond James Advisors with $365 Million in Assets Join LPL Financial

May 16, 2023