Former HD Vest CEO Takes the Reins at HighTower

January 8, 2019

LPL Financial Adds $130 Million Credit Union Team

January 4, 2019

Former Wells Fargo Rep Receives 128-Count Indictment for Investment Fraud

January 3, 2019

SEC Bars Former LPL Broker and Bank Manager Convicted of Embezzlement

January 2, 2019

Massachusetts Regulator Fines Former Stifel Nicolaus Adviser for Overcharging Clients

December 27, 2018

LPL Financial Adds $640 Million Stofan Agazzi Investments

December 21, 2018

SEC Charges 13 Unregistered Brokers for Selling Woodbridge Securities to Retail Investors

December 20, 2018

LPL Financial Nabs Former Cetera Trio with $185 Million in Client Assets

December 17, 2018

Husband-Wife Team Join Cetera from Ameriprise

December 14, 2018

LPL Financial Lures Retirement & Investment Group From Raymond James

December 7, 2018

LPL Fined $450K by Indiana Secretary of State

December 6, 2018

LPL Financial Acquires AdvisoryWorld

December 6, 2018

Prospera Financial Adds $150 Million Team from UBS

November 30, 2018

LPL Financial Adds Former Cetera Team to Platform

November 29, 2018

Baird and Hilliard Lyons to Merge

November 28, 2018

FINRA Bars Former Quest Capital Broker for Selling Woodbridge Promissory Notes

November 28, 2018

LPL Recruits Former Cadaret Grant Team

November 26, 2018

Former Royal Alliance Adviser Pleads Guilty to Criminal Fraud Charges

November 21, 2018

Ladenburg Subsidiary Investacorp Adds Father-Son Team to Platform

November 21, 2018

Centaurus Financial Names New Corporate Counsel

November 19, 2018