Securities America Nabs $560 Million Hybrid

December 13, 2019

Securities America Launches Super OSJ With Former SA Stone Wealth Management Broker

December 9, 2019

LPL Financial Recruits $550 Million Team

December 6, 2019

LPL Financial Recruits Former Ameriprise Team

December 2, 2019

LPL Adds Former FSC Securities Team

November 14, 2019

LPL Financial Recruits Hybrid from Lincoln Financial

November 11, 2019

SEC Bars Former LPL Broker for Running $5 Million Ponzi Scheme

November 4, 2019

Securities America Recruits Former Summit Brokerage Team

October 11, 2019

Two Former Morgan Stanley Teams Launch $1 Billion RIA

October 10, 2019

Triad Advisors Recruits Former LPL Hybrid

October 7, 2019

SEC Charges Former LPL Broker with Defrauding Retail Investors in Ponzi Scheme

October 2, 2019

SEC: Cetera Investment Advisers to Pay $185,000 for Solicitation Disclosure Violations

September 27, 2019

House Passes Bill to Ban Forced Arbitration

September 24, 2019

SEC Charges Adviser Firm and Principals with Defrauding Retired NFL Players

September 3, 2019

ProEquities CEO Wins FINRA Large Firms Board Seat

August 20, 2019

Wells Fargo Names New President of Brokerage Unit

August 2, 2019

Lightyear to Sell Wealth Enhancement Group to Private Equity Firm

August 1, 2019

ProEquities CEO Announces Candidacy for FINRA Large Firms Seat

July 31, 2019

Securities America Adds Group with $182 Million in Total Client Assets

July 24, 2019

Lightyear’s Wealth Enhancement Group to Acquire Another Billion Dollar RIA

July 19, 2019