Hines Seeks to Exit HMS Income Fund and Appoint Main Street as Sole Advisor

July 2, 2020

State Regulators Propose Establishing Restitution Fund for Victims of Securities Law Violations

July 2, 2020

Mercer Advisors Buys $660 Million RIA

July 2, 2020

LPL Financial Recruits $210 Million Team from Wells Fargo

July 2, 2020

Cetera Hires Head of Business Development to Bolster Recruiting Efforts

July 1, 2020

KBS REIT II Sells Two San Jose Office Buildings for $95.2 Million

July 1, 2020

Strategic Storage Trust IV Declares Flat Net Asset Value Per Share

July 1, 2020

Mercer Advisors Buys Los Angeles-Based RIA

July 1, 2020

Department of Labor Unveils Proposed Exemption for Investment Advice Fiduciaries

June 30, 2020

XY Planning Network Considers Further Legal Challenges to SEC’s Regulation Best Interest

June 30, 2020

Capital Square Closes on Construction Loan for Project-Specific Opportunity Zone Fund

June 30, 2020

LPL Financial Recruits $530 Million Hybrid

June 30, 2020

SEC Bars Former LPL Advisor Over Fake African Charity

June 29, 2020

BDCA Reinstates Distribution Reinvestment Program, Amends Share Repurchases

June 29, 2020

Urban Catalyst Opportunity Zone Fund Hires New Projects Director

June 29, 2020

Advisor Group Adds Reg BI Compliance Tools to Account Management Platform

June 29, 2020

SEC Accepts VEREIT Settlement Over Schorsch-Era Accounting Scandal

June 26, 2020

Hartman Further Expands Sales Team with New Managing Director of Institutional Sales

June 26, 2020

Inland Investments Expands Online Education Platform with COVID-19-Related Resources

June 26, 2020

LPL Financial Recruits Financial Advisor with $120 Million in Client Assets

June 26, 2020