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LPL Financial Recruits Firms Serving Greater Than $1 Billion in Assets From Wedbush and Osaic

LPL Financial Recruits Firms Serving Greater Than $1 Billion in Assets From Wedbush and Osaic

September 26, 2024

AmeriFlex Group to Support Financial Advisory Practice Sales Through Broker-Free Marketplace

AmeriFlex Group to Support Financial Advisory Practice Sales Through Broker-Free Marketplace

September 26, 2024

ERP Industrials Fully Subscribes $44 Million Industrial DST Offering Focused on Permian Basin Assets

ERP Industrials Fully Subscribes $44 Million Industrial DST Offering Focused on Permian Basin Assets

September 26, 2024

Kingswood Adds Nashville-Based Advisory Firm with $1 Billion in Total Assets

Kingswood Adds Nashville-Based Advisory Firm with $1 Billion in Total Assets

September 26, 2024

SEC Levies Over $88 Million in Combined Fines to 11 Firms for Recordkeeping Failures

SEC Levies Over $88 Million in Combined Fines to 11 Firms for Recordkeeping Failures

September 25, 2024

Alts Fundraising Tops $76 Billion for Year, led by BDCs; Non-Traded REITs’ Capital Raise Still Down 52%

Alts Fundraising Tops $76 Billion for Year, led by BDCs; Non-Traded REITs’ Capital Raise Still Down 52%

September 25, 2024

Griffin Capital OZ Fund Completes Construction of Austin Multifamily Community

Griffin Capital OZ Fund Completes Construction of Austin Multifamily Community

September 25, 2024

Atom Investors RIA Escapes Penalty in SEC Off-Channel Recordkeeping Case

Atom Investors RIA Escapes Penalty in SEC Off-Channel Recordkeeping Case

September 25, 2024

FS Credit REIT Continues Streak of Positive Returns Across Share Classes, Pays All Repurchase Requests

FS Credit REIT Continues Streak of Positive Returns Across Share Classes, Pays All Repurchase Requests

September 25, 2024

Cove Capital Launches New DST Offering With Purchase of Multifamily Property in Texas

Cove Capital Launches New DST Offering With Purchase of Multifamily Property in Texas

September 25, 2024

Hines Closes Two Private Multifamily Offerings Totaling $170 Million

Hines Closes Two Private Multifamily Offerings Totaling $170 Million

September 24, 2024

ExchangeRight Hires New External Wholesaler to Lead Northeast Sales

ExchangeRight Hires New External Wholesaler to Lead Northeast Sales

September 24, 2024

Peachtree Group Launches Fifth Hotel DST With Tampa Acquisition

Peachtree Group Launches Fifth Hotel DST With Tampa Acquisition

September 24, 2024

Vestmark Teams With BlackRock to Enhance Custom Model Portfolio Offerings

Vestmark Teams With BlackRock to Enhance Custom Model Portfolio Offerings

September 24, 2024

SEC Charges Sale Leaseback Program Distributors With Defrauding Investors of $5 Million

SEC Charges Sale Leaseback Program Distributors With Defrauding Investors of $5 Million

September 24, 2024

HPA Exchange Launches $15.4 Million DST Offering for Dignity Health Micro-Hospital in Phoenix

HPA Exchange Launches $15.4 Million DST Offering for Dignity Health Micro-Hospital in Phoenix

September 23, 2024

Capital Square Fully Subscribes Seventh OZ Fund in Richmond, Va., Raising $65 Million

Capital Square Fully Subscribes Seventh OZ Fund in Richmond, Va., Raising $65 Million

September 23, 2024

SEC Charges Broker-Dealer First Horizon With Reg BI Violations

SEC Charges Broker-Dealer First Horizon With Reg BI Violations

September 23, 2024

FINRA Fines Wedbush More Than $550K in Separate Incidents

FINRA Fines Wedbush More Than $550K in Separate Incidents

September 23, 2024

SEC Orders Firms to Pay $3.4 Million in Penalties for Forms 13F, 13H Reporting Failures

SEC Orders Firms to Pay $3.4 Million in Penalties for Forms 13F, 13H Reporting Failures

September 23, 2024

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