Strategic Student & Senior Housing Trust Names CFO and Treasurer
December 4, 2020
The board of Strategic Student & Senior Housing Trust Inc., a publicly registered non-traded real estate investment trust sponsored by...
Stephanie Adamson
Articles
Ultimus Hires Industry Veteran to Lead Client Relationship Management for Private Fund Administration
December 4, 2020
Ultimus Fund Solutions, an independent provider of fund administration, accounting, and investor services, has hired Kelly Ramsey Gooch as executive...
Bluerock Total Income+ NAV Jumps 2.1%
December 3, 2020
The Bluerock Total Income+ Real Estate Fund (TIPRX, TIPPX, TIPWX, TIPLX), a closed-end interval fund), reported a net asset value...
LPL Financial to Buy Waddell & Reed’s Wealth Management Business
December 3, 2020
LPL Financial, the nation’s largest independent broker-dealer, has entered into an agreement with Macquarie Asset Management to buy the wealth...
Thrivent Hires Former LPL Exec as Senior Business Development Officer
December 3, 2020
Thrivent Advisor Network, a registered investment advisor, has hired industry veteran Gary Foster as senior business development officer. For the last...
RK Properties Buys North Carolina Multifamily Property for Delaware Statutory Trust
December 3, 2020
RK Properties, a sponsor of alternative private placements and 1031 exchange offerings, has purchased Pointe at Research Park Apartments (formally...
Cantor Fitzgerald Income Trust Declares Higher October NAV Per Share
December 2, 2020
Cantor Fitzgerald Income Trust Inc., a publicly registered non-traded real estate investment trust formerly known as Rodin Global Property Trust,...
FINRA Fines and Suspends Former NYLife Broker for Forging Client Signatures
December 2, 2020
The Financial Industry Regulatory Authority has fined and suspended a former NYLife Securities broker for allegedly forging client signatures on...
Focus Financial Adds $680 Million RIA
December 2, 2020
Focus Financial Partners Inc. (NASDAQ: FOCS), a partnership of independent, fiduciary wealth management firms, has added Kavar Capital Partners LLC,...
NASAA Members Adopt Model Rule to Require Continuing Education by Investment Adviser Representatives
December 2, 2020
The North American Securities Administrators Association (NASAA) plans to adopt a model rule to set parameters by which its members...
Griffin-American Healthcare REIT III Provides Third Quarter 2020 Update to Investors
December 1, 2020
Griffin-American Healthcare REIT III Inc., a publicly registered non-traded real estate investment trust co-sponsored by American Healthcare Investors and Griffin...
Black Creek Diversified Declares Flat NAV Per Share for October
December 1, 2020
Black Creek Diversified Property Fund Inc., a publicly registered NAV-based perpetual life REIT formerly known as Dividend Capital Diversified Property...
Former Cetera Team Returns to LPL Financial
December 1, 2020
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that Nautica Wealth Advisors has returned to its broker-dealer and corporate...
FINRA Warns of Fake Phishing Emails
December 1, 2020
The Financial Industry Regulatory Authority has warned its member firms of an ongoing phishing campaign that involves fraudulent emails that...
Capital Square 1031 Buys Florida Manufactured Housing Community for DST Offering
November 30, 2020
Capital Square 1031, a sponsor of Delaware statutory trust offerings, has purchased Whispering Pines, a 301-homesite manufactured housing community in...
NorthStar Healthcare Income Names New Chairman
November 30, 2020
The board of NorthStar Healthcare Income Inc., a publicly registered, non-traded real estate investment trust, has named Richard Welch as...
SEC Bars Adviser for Recommending Clients Invest $3 Million in Ponzi Scheme
November 30, 2020
The Securities and Exchange Commission has barred adviser Craig Rumbaugh for recommending that eight of his clients invest more than...
Guest Contributor: It’s Time to Be Planning for End of Year Tax Moves
November 30, 2020
By: Jack Hollander, Executive Vice President of APX Energy It’s that time of year when advisors are working with clients reviewing...
FS/KKR Advisor to Merge Two Publicly Traded BDCs in $15 Billion Deal
November 25, 2020
FS/KKR Advisor LLC (FS/KKR), a partnership between FS Investments and KKR Credit Advisors, has agreed to merge two of its...
Griffin-American Healthcare REIT IV Provides 3Q20 Update to Investors
November 25, 2020
Griffin-American Healthcare REIT IV Inc., a publicly registered non-traded real estate investment trust co-sponsored by American Healthcare Investors and Griffin...
