April 5, 2021
Greenbacker Renewable Energy Company, a publicly registered, non-traded limited liability company and manager of sustainable infrastructure investments, reported that its...
April 2, 2021
Beacon Pointe Advisors, a registered investment adviser backed by private equity firm Abry Partners, has purchased Wealthstreet Investment Advisors, a...
April 2, 2021
APX Energy LLC, an independent oil and gas exploration company focusing on the Illinois Basin, has hired Mark Levy as...
April 2, 2021
Carter Multifamily, the sponsor of private placement offerings that invest in value-add multifamily assets, has purchased two multifamily properties located...
April 2, 2021
Hartman Short Term Income Properties XX Inc. and Hartman vREIT XXI Inc., two publicly registered non-traded real estate investment trusts,...
April 2, 2021
Highlands REIT Inc., a publicly registered non-traded real estate investment trust, has repaid in full all of the remaining outstanding...
April 1, 2021
The Securities and Exchange Commission has charged Douglas E. Elstun of Lenexa, Kansas, an investment adviser, with allegedly “repeatedly” defrauding...
April 1, 2021
Griffin Capital Essential Asset REIT Inc., a publicly registered non-traded real estate investment trust, reported that its board’s compensation committee...
April 1, 2021
Arete Wealth, an independent broker-dealer, registered investment advisor, and insurance firm, has completed its acquisition of Center Street Securities, a...
April 1, 2021
Croatan Investments, a private equity real estate manager focused on multifamily investments, has purchased Century Skyline Apartments, a five-story, 225-unit...
March 31, 2021
The Financial Industry Regulatory Authority has censured and fined three broker-dealers, Cambridge Investment Research, Securities America, and J.W. Cole Financial,...
March 31, 2021
SagePoint Financial, an independent wealth management firm within the Advisor Group network, has recruited Rosenblum Wealth Management, a solo practice...
March 31, 2021
RK Properties, a sponsor of alternative private placements and 1031 exchange offerings, has fully subscribed its $44 million Delaware statutory...
March 31, 2021
Captrust Financial Advisors, an independent registered investment advisor, has promoted Eddie Welch to managing principal for the wealth management group....
March 30, 2021
Former broker Anthony Diaz was sentenced on Friday to 210 months in prison and three years of supervised release for...
March 30, 2021
Urban Catalyst, a San Jose-based opportunity zone fund sponsor, has hired 15-year industry veteran Pisoot Senethavilay as director of national...
March 30, 2021
Red Oak Financial, a Michigan-based commercial real estate finance company, has hired three new commercial real estate finance professionals, including...
March 30, 2021
LPL Financial LLC, the nation’s largest independent broker-dealer, has added financial advisors Steven Allison, Jonathan “David” Cummings, and Raymond Empkey...
March 29, 2021
Nuveen has registered a closed-end interval fund called Nuveen Enhanced High Yield Municipal Bond Fund to invest in municipal securities,...
March 29, 2021
Sila Realty Trust Inc., a publicly registered, non-traded real estate investment trust formerly known as Carter Validus Mission Critical REIT...
