Guest Expert: DPP Broker-Dealer Takeaways from the SEC’s OCIE Alert on Structured Securities
October 16, 2015
On August 24, 2015, the SEC’s Office of Compliance Inspections and Examinations (OCIE), issued its National Exam Program Risk Alert...
October 16, 2015
On August 24, 2015, the SEC’s Office of Compliance Inspections and Examinations (OCIE), issued its National Exam Program Risk Alert...
October 15, 2015
CNL Financial Group announced that the registration statement of Corporate Capital Trust II, a second non-traded business development company advised...
October 15, 2015
American Realty Capital Hospitality Trust Inc., a non-traded real estate investment trust sponsored by AR Capital, has entered into a...
October 15, 2015
Egan-Jones Ratings Co. has initiated coverage on New York City-based Business Development Corporation of America, a non-traded business development company...
October 15, 2015
Vertical Capital Income Fund has joined Dallas-based Provasi Capital Partners LP’s distribution platform. The fund—a continuously offered, diversified, closed-end interval...
October 14, 2015
CNL Growth Properties Inc. has engaged CBRE Capital Advisors Inc. as the exclusive financial advisor to the firm as it...
October 14, 2015
Irvine, CA-based Steadfast Apartment REIT has purchased Lakeside at Coppell, a 315-unit apartment community located in the Dallas suburb of...
October 14, 2015
Houston-based Hartman Short Term Income Properties XX Inc., a publicly registered non-traded real estate investment trust, continues to move towards...
October 14, 2015
Los Angeles-based Docupace Technologies LLC, a leading financial services technology provider, has launched its new ePACS AI Solution software. The...
October 13, 2015
Shopoff Realty Investments has acquired a 261,805-square-foot office and manufacturing building in the Minneapolis suburb of Coon Rapids, MN for...
October 13, 2015
Franklin Square Capital Partners, the nation’s largest manager of business development companies, has provided a new $150 million senior secured...
October 13, 2015
Independent broker-dealer DFPG Investments, Inc. has hired Allison Blais as chief risk officer. Prior to joining DFPG, Blais...
October 13, 2015
I am often asked by lawyers and business people alike if there is “really” a secondary market for Reg A...
October 13, 2015
Dividend Capital Diversified Property Fund Inc., a public reporting, daily NAV real estate investment trust, has acquired Chester Springs, a...
October 12, 2015
FSIC IV, Franklin Square Capital Partners’ latest non-traded business development company offering, has been declared effective by the Securities and...
October 12, 2015
Griffin Capital Essential Asset REIT II Inc. has sent a letter to registered representatives noting that beginning after October 30,...
October 12, 2015
United Realty Trust Inc., a publicly registered non-traded real estate investment trust founded by controversial New York real estate developer...
October 12, 2015
Shopoff Realty Investments, a sponsor of commercial real estate-focused private placement offerings, announced today that Inc. 5000 recently ranked the...
October 9, 2015
Strategic Realty Trust Inc., formerly known as TNP Strategic Retail Trust Inc., entered into a joint venture agreement with MN...
October 9, 2015
Inland Real Estate Income Trust Inc., a publicly registered non-traded real estate investment trust, entered into a credit agreement with...