Pathway Energy Fund Sets Date for Interval Fund Restructuring Vote
September 21, 2017
Pathway Energy Infrastructure Fund Inc., a publicly registered non-traded closed-end fund, set the date for its special meeting of stockholders...
Stephanie Adamson
Articles
FS Investments REIT Makes First Investments
September 20, 2017
FS Credit Real Estate Income Trust, a $2.5 billion non-traded real estate investment trust sponsored by FS Investments, has closed...
CNL Healthcare Properties II Declares Initial Net Asset Value
September 20, 2017
The board of CNL Healthcare Properties II, a publicly registered non-traded real estate investment trust, approved an estimated net asset...
GWG Holdings Hires Steven Reed to Lead West Region Sales
September 20, 2017
GWG Holdings Inc. (Nasdaq: GWGH), the parent company of financial services company of GWG Life, has hired financial services industry...
Cetera Names New Chief Marketing Officer
September 20, 2017
Cetera Financial Group, a network of independent broker-dealers, has appointed Michael Zuna as the company's chief marketing officer, effective immediately. In...
Griffin Capital BDC Shareholders Overwhelmingly Approve Interval Fund Reorganization
September 19, 2017
Stockholders of Griffin Capital BDC Corp., a publicly registered non-traded business development company formerly known as Griffin-Benefit Street Partners BDC...
CFP Board Suspends Former Next Financial Broker Following Recent FINRA Bar
September 19, 2017
Certified Financial Planner Board of Standards Inc., a non-profit organization that administers the certified financial planner certification program, has imposed...
InvenTrust Buys Los Angeles Retail Center for $115 Million
September 19, 2017
InvenTrust Properties, a publicly registered non-traded real estate investment trust, purchased River Oaks, a grocery-anchored retail center located in the...
IPA Appoints Former NASAA Executive to Director of Government Affairs and General Counsel
September 19, 2017
The Investment Program Association, a trade organization representing the non-traded direct investment industry, has appointed Anya Coverman as director of...
SEC Warns Advisers About Misleading Advertising
September 18, 2017
The Securities and Exchange Commission’s Office of Compliance Inspections and Examinations published a risk alert on advertising compliance issues frequently...
Former Sterne Agee CEO Joins American Portfolios as CFO
September 18, 2017
American Portfolios Financial Services Inc., a full-service independent broker-dealer, has appointed former president and CEO of Sterne, Agee & Leach...
KBS Strategic Opportunity REIT Buys Texas Office Property for $83.4 Million
September 18, 2017
KBS Strategic Opportunity REIT Inc., a publicly registered non-traded real estate investment trust, acquired 125 John Carpenter in Irving, Texas...
ARC New York City REIT Executes Two New 10-Year Leases at 9 Times Square in Manhattan
September 18, 2017
American Realty Capital New York City REIT Inc., a publicly registered non-traded real estate investment trust, has entered into two...
Cathay Bank Leaves LPL to Rejoin Cetera Financial Institutions Platform
September 15, 2017
Cetera Financial Group, a network of independent broker-dealers, announced that Cathay Bank will transition its retail wealth management program back...
President and CEO of First Capital’s BDC Resigns
September 15, 2017
First Capital Investment Corporation, a publicly registered non-traded business development company, disclosed that president and chief executive officer, Pat Clemens,...
FINRA Bars Former Lincoln Financial Broker for Perjury
September 15, 2017
The Financial Industry Regulatory Authority has barred a former Lincoln Financial broker for giving false testimony during an arbitration hearing...
KBS Legacy Sells Minnesota Property Ahead of Liquidation Vote
September 15, 2017
KBS Legacy Partners Apartment REIT Inc., a publicly registered non-traded real estate investment trust, has sold Watertower Apartments in Eden...
Derek Burke Named President and CEO of Advisor Group’s FSC Securities
September 14, 2017
FSC Securities Corporation, an independent broker-dealer and registered investment advisor, announced that Derek Burke has been appointed President and CEO....
Highland Capital Management Names Co-Chief Investment Officer
September 14, 2017
Highland Capital Management L.P., a global alternative asset manager and non-traded direct investment sponsor, announced that Trey Parker has been...
Self Directed IRA Re-Brands as Strata Trust Company
September 14, 2017
Self Directed IRA Services Inc., an alternative investment custodian, has rebranded and changed its name to Strata Trust Company. Strata adopted...
