The Strategic Financial Alliance Expands Senior Leadership Team
November 3, 2017
The Strategic Financial Alliance (SFA), a privately-owned independent broker-dealer and registered investment adviser, has expanded its senior leadership team in...
Stephanie Adamson
Articles
CNL’s Corporate Capital Trust Prepares for NYSE Listing
November 2, 2017
Corporate Capital Trust, a non-traded business development company sponsored by CNL Financial Group and KKR & Co., has begun the...
$2B Tenacity Advisory Group Latest NPH Affiliate to Jump Ship Following LPL Merger Announcement
November 2, 2017
Woodbury Financial Services, an independent broker-dealer member of Advisor Group with more than 1,200 advisors across the country, recently revealed...
KBS Capital Markets Group Adds Three External Wholesalers
November 2, 2017
Newport Beach, CA-based KBS Capital Markets Group, a distributor of alternative investment products, has hired Christopher Cannata and David DiDonato...
Four Springs Capital Trust Appoints Michael Dana to Board
November 2, 2017
Lake Como, NJ-based Four Springs Capital Trust, a private real estate investment trust that invests in single-tenant net lease real...
LPL Ordered to Pay $1 Million Fine for Improper REIT and BDC Sales
November 1, 2017
The New Jersey Bureau of Securities has ordered LPL Financial LLC, the nation’s largest independent broker-dealer, to pay a $950,000...
Black Creek Fund Sells Two Properties, Repays $75 Million Mortgage Note
November 1, 2017
Black Creek Diversified Property Fund Inc., a daily NAV REIT formerly known as Dividend Capital Diversified Property Fund, has sold...
Colony NorthStar Nixes Consulting Agreement with Indicted Former Trump Aide
November 1, 2017
Colony NorthStar Inc. (NYSE: CLNS), a publicly-traded equity REIT and sponsor of non-traded direct investment programs, has ended a consulting...
Carter Validus II Acquires Data Centers in Pennsylvania and Arizona
November 1, 2017
Carter Validus Mission Critical REIT II, Inc., a publicly registered non-traded real estate investment trust that acquires data center and...
Report: Securitized 1031 Exchange Programs to Raise Nearly $2 Billion in 2017
October 31, 2017
Securitized 1031 programs are on pace to raise $1.80 billion this year, according to the latest industry market report issued...
SEC Charges Apollo Senior Partner for Stealing from Fund Investors
October 31, 2017
The Securities and Exchange Commission has charged Mohammed Ali Rashid, a former senior partner at private equity giant Apollo...
AR Global’s Healthcare Trust Expands Credit Facilities
October 31, 2017
Healthcare Trust Inc., a publicly registered non-traded real estate investment trust sponsored by AR Global, has closed approximately $150 million...
Griffin Capital Essential Asset REIT Announces Revised NAV
October 30, 2017
The board of Griffin Capital Essential Asset REIT, a publicly registered non-traded REIT, approved a new estimated net asset value...
LPL Reports 11.5% Increase in Net Income, Recruitment Flat
October 30, 2017
LPL Financial Holdings Inc. (NASDAQ: LPLA) announced results for its third quarter ended September 30, 2017, reporting net income of...
ARC New York City REIT Issues Revised NAV
October 30, 2017
The board of directors of American Realty Capital New York City REIT, a non-traded REIT sponsored by AR Global, unanimously...
Cambridge Promotes Kevin Manz to First Vice President of Operations
October 30, 2017
Cambridge Investment Group has promoted Kevin Manz to first vice president of operations. In this role, Manz provides leadership for...
Feds Recommend 7-Year Prison Sentence for Brian Block
October 27, 2017
Brian Block, former chief financial officer of American Realty Capital Properties Inc., and long-time partner of AR Global’s Nicholas Schorsch,...
Ameriprise Reports Record-Breaking Results During the Third Quarter 2017
October 27, 2017
Ameriprise Financial Inc. (NYSE: AMP), one of the nation’s largest independent broker-dealers, reported strong growth during the third quarter 2017...
Broadstone to Launch $1 Billion Interval Fund
October 27, 2017
Broadstone Real Estate, a privately-owned investment manager, plans to launch a $1 billion interval fund called Broadstone Real Estate Access...
First Capital’s BDC Forms Special Committee to Deal with Bankrupt Investment
October 27, 2017
The board of First Capital Investment Corporation, a publicly registered non-traded business development company, is establishing a special committee to...
