FS Investments Expands Executive Team
May 30, 2019
FS Investments, an alternative asset manager, has hired Marc Bryant as senior managing director and chief legal officer to oversee...
Stephanie Adamson
Articles
SEC Charges Texas Man in Real Estate Investment Scam
May 30, 2019
The Securities and Exchange Commission has charged George Slowinski with perpetrating a more than $20 million offering fraud involving real...
EJF Capital JV to Develop Mixed-Use Project in Washington D.C. Opportunity Zone
May 30, 2019
EJF Capital LLC, Donatelli Development, and Blue Skye Development plan to develop a 262-unit mixed-use, mixed-income, multifamily community in the...
Inland Investments Launches New Private Equity Platform
May 29, 2019
Inland Real Estate Investment Corporation, one of the nation’s largest sponsors of alternative public and private real estate securities, has...
The Parking REIT Increases Net Asset Value
May 29, 2019
The board of The Parking REIT Inc., a non-traded REIT formed by the December 2017 merger of MVP REIT and...
SEC Charges Investment Adviser with Fraud for Overcharging Advisory Fees
May 29, 2019
The Securities and Exchange Commission has charged investment adviser Stephen Brandon Anderson with defrauding clients by overcharging advisory fees of...
KBS REIT II Sells Two Properties for a Combined $131.5 Million
May 29, 2019
KBS Real Estate Investment Trust II, a publicly registered non-traded real estate investment trust, has sold two Class A office...
Proxy Advisory Firms Weigh in on Medley/NexPoint Battle
May 28, 2019
Institutional Shareholder Services (ISS) and Glass Lewis, two independent proxy advisory firms, both issued reports recommending that stockholders of Medley...
FINRA Bars Former LPL Broker for Refusing to Testify at Hearing
May 28, 2019
The Financial Industry Regulatory Authority has barred Philip Nalesnik, a former LPL Financial rep, for refusing to provide on-the-record testimony...
FS Energy and Power Fund President to Resign
May 28, 2019
FS Energy and Power Fund, a non-traded business development company, disclosed that William Sonneborn plans to resign from his role...
Guest Contributor: Three Ways Investment Sponsors Can Leverage Technology in Their Syndication Efforts
May 28, 2019
By: Brad Blazar, Director of National Accounts at VENTURE.co It should be no surprise that leading wealth advisers, including Charles Schwab,...
Rich Uncles REIT Registers $800 Million Follow-On Offering
May 28, 2019
RW Holdings NNN REIT Inc., a publicly registered non-traded real estate investment trust also known as Rich Uncles NNN REIT...
DOL to Propose New Fiduciary Rule in December, SEC to Vote on Regulation BI Next Month
May 24, 2019
The Department of Labor plans to introduce a new fiduciary rule proposal in December 2019 after the previous version was...
Starwood REIT Buys Florida Office Portfolio for $231 Million
May 24, 2019
Starwood Real Estate Income Trust Inc., a perpetual-life monthly NAV REIT, has purchased the Florida Office Portfolio, a Class A...
SEC Seeks Emergency Relief to Halt New York Developer’s Real Estate Scheme
May 24, 2019
The Securities and Exchange Commission has filed an emergency action charging Robert C. Morgan, a New York residential and commercial...
Securities America Adds Three Groups with Approximately $245 Million in Client Assets
May 24, 2019
Securities America, a wholly owned subsidiary of Ladenburg Thalmann Financial Services Inc. (NYSE: LTS), has recruited three advisory practices with...
CNL Healthcare Properties Issues First Special Distribution, Changes NAV and Distribution Rate
May 23, 2019
The board of CNL Healthcare Properties, a publicly registered non-traded real estate investment trust, has approved a $2.00 per share special distribution...
SEC Charges Another Top Earning Broker Who Sold Woodbridge Securities to Retail Investors
May 23, 2019
The Securities and Exchange Commission has charged Charles Nilosek, a Massachusetts-based external sales agent for Woodbridge Group of Companies LLC,...
LPL Financial to Acquire Firm with $3 Billion in Client Assets
May 23, 2019
LPL Financial Holdings Inc. has agreed to acquire Allen & Company of Florida Inc., a broker-dealer and registered investment adviser...
IFP Officially Launches Independent Broker-Dealer After Terminating LPL Contract
May 23, 2019
Independent Financial Partners has officially terminated their contract with LPL Financial and started the process of transitioning to its new...
