January 8, 2020
Croatan Investments, a sponsor of private placements and Delaware statutory trusts, and its institutional joint venture partner, Harbert Management Corporation,...
January 8, 2020
LPL Financial LLC, the nation’s largest independent broker-dealer, has promoted Matt Enyedi from executive vice president to managing director of...
January 7, 2020
ExchangeRight, a sponsor of securitized 1031-exchangeable real estate investments, has taken Net-Leased Portfolio 12 DST full cycle on behalf of...
January 7, 2020
Concorde Investment Services, a broker-dealer and subsidiary of Concorde Holdings, has named Lori Kamen as chief compliance officer and Melissa...
January 7, 2020
The Institute for Portfolio Alternatives (IPA), a trade organization representing the non-traded direct investment industry, has named Sori Farsheed to...
January 7, 2020
Greenbacker Renewable Energy Company LLC, a publicly registered, non-traded limited liability company, has signed the rights to an approximately 110-megawatt...
January 6, 2020
The board of Pacific Oak Strategic Opportunity REIT Inc., a publicly registered non-traded real estate investment trust formerly known as...
January 6, 2020
The Securities and Exchange Commission announced that Longfin Corp. chief executive officer Venkata Meenavalli has agreed to pay $400,000 in...
January 6, 2020
The Alternative and Direct Investment Securities Association has submitted a letter to the Massachusetts Securities Division in response to their...
January 6, 2020
By Brian Nelson, Founder and Principal of NB Private Capital With a new decade upon us, how are you feeling about...
January 3, 2020
The New Hampshire Bureau of Securities has fined NEXT Financial Group Inc., a Texas-based broker-dealer and investment adviser, $235,000 for...
January 3, 2020
CW Markets Group, the capital markets division and wholesale distribution arm of Cottonwood Residential and Cottonwood Communities, has hired Tony...
January 3, 2020
Lodging Fund REIT III Inc., a publicly registered non-traded real estate investment trust, has purchased Home2 Suites by Hilton hotel...
January 3, 2020
The North American Securities Administrators Association (NASAA) announced the top five products or schemes likely to scam investors in the...
January 2, 2020
The Securities and Exchange Commission has barred former LPL Financial broker, Christopher Laws, for recommending his federally employed clients roll...
January 2, 2020
Affiliates of Cantor Fitzgerald L.P., a financial services firm and real estate investment company, and Silverstein Properties Inc. a full-service...
January 2, 2020
Black Creek Group, a real estate development firm and alternative investment sponsor, has purchased Hanover Perimeter, a 384-unit multifamily property...
January 2, 2020
TriLinc Global Impact Fund, a publicly registered non-traded limited liability company, recently approved $17.6 million in term loan transactions in...
December 31, 2019
Ladenburg Thalmann Financial Services Inc.’s former chairman and its largest shareholder, Phillip Frost, has filed a lawsuit against the firm...
December 31, 2019
The Financial Industry Regulatory Authority has fined five broker-dealers a total of $1.4 million for failing to properly monitor custodial...
