FINRA Fines Barclays Capital $2.5 Million
April 20, 2023
The Financial Industry Regulatory Authority censured and fined Barclays Capital $2.5 million for failing to report, or inaccurately reporting, over-the-counter...
Rafael Novales
Articles
Capital Square Adds Senior Vice President to Oversee RIA Outreach
April 20, 2023
Capital Square, a sponsor of tax-advantaged real estate investments, announced that Stuart Bahnmuller has joined the firm as senior vice...
Blackwells Issues Letter to Stockholders Urging End to AR Global’s Management of Two REITs
April 20, 2023
Blackwells Capital LLC, an affiliate of Blackwells Onshore, issued a letter to fellow shareholders regarding the “urgent need” for boardroom...
Study Finds Increasing Interest in Alternatives Among Family Offices
April 20, 2023
Report finds that 42% of family office investment managers “strongly agree” that the industry is moving towards alternative investments and...
Cottonwood Communities Monthly NAV Per Share Continues to Decline
April 20, 2023
Cottonwood Communities Inc., a publicly registered non-traded real estate investment trust focused on multifamily real estate investments, has reported its...
Limits on Non-Exchange Traded REIT Redemptions Are Necessary and Beneficial to Investors
April 19, 2023
In recent months, as the Federal Reserve’s campaign against lingering inflation has led to higher cost of capital and a...
LPL Financial Signs Former TD Ameritrade and Geneos Wealth Advisory with $3.1 Billion in Assets
April 19, 2023
LPL Financial LLC announced that CG Advisor Network, an entity of the RIA CG Advisory Services, has selected LPL as...
Starwood REIT Reports Lower Aggregate Monthly NAV, Lower Per Share NAV
April 19, 2023
Starwood Real Estate Income Trust Inc., a publicly registered non-traded real estate investment trust sponsored by Starwood Capital Group, has...
US Republican Lawmakers Slam SEC Chair On ‘Rushed’ Rulemaking
April 19, 2023
(Reuters) The head of the U.S. Securities and Exchange Commission came under fire on Tuesday from Republican lawmakers who said...
SEC Charges Barred Florida Advisor with Swindling Black Christians
April 19, 2023
The Securities and Exchange Commission announced charges against a FINRA-barred former financial adviser with NYLife Securities, Marcus K. Moon, for...
Capital Square Begins Construction on Fifth Multifamily OZ Project in Richmond, Virginia
April 18, 2023
Capital Square, a sponsor of tax-advantaged real estate investments, announced it has broken ground on a 352-unit, Class A multifamily...
Blackstone REIT Reports 9 Percent NOI Increase
April 18, 2023
Blackstone Real Estate Income Trust Inc., a non-traded real estate investment trust sponsored by Blackstone Group, announced preliminary first quarter...
NexPoint Launches $70 Million Self-Storage DST Offering
April 18, 2023
NexPoint, an alternative investment firm, announced the launch of NexPoint Storage IV DST, a Delaware statutory trust offering comprised of...
Nuveen Global Cities REIT Per Share NAV Declines
April 18, 2023
Nuveen Global Cities REIT Inc., a publicly registered non-traded real estate investment trust, has declared a monthly net asset value...
FINRA Fines and Suspends Former Merrill Lynch Adviser
April 18, 2023
Gordon Scott Wallace, a former Merrill Lynch Adviser, was suspended and fined by the Financial Industry Regulatory Authority for improperly...
U.S. Supreme Court Allows Defendants to Challenge SEC and Other Federal Agency Enforcement Actions in U.S. Courts
April 17, 2023
The U.S. Supreme Court on Friday made it easier to challenge the regulatory power of federal agencies in two important...
SEC Approves FINRA’s Request to Alter Expungement Requirements
April 17, 2023
The Securities and Exchange Commission approved the modification of a FINRA rule that alters “straight-in expungement” requests, making expungements more...
Novogradac Reports Continued Decline in Qualified OZ Investments
April 17, 2023
Novogradac announced that qualified opportunity funds raised less than $700 million in new equity during the first quarter of 2023,...
Invesco REIT Monthly NAV Per Share Declines More Than Two Percent in March
April 17, 2023
Invesco Real Estate Income Trust Inc., a publicly registered non-traded real estate investment trust, declared a portfolio update and monthly...
Kingsbarn Acquires Ohio FedEx Distribution Center for DST Program
April 17, 2023
Kingsbarn Realty Capital announced the acquisition of a FedEx Ground Distribution Center in the Toledo suburb of Bowling Green, Ohio. The...
