Rafael Novales

Articles

Directory Spotlight: Madison Capital Group

April 15, 2024

OMB Concludes Review of Dept. of Labor’s Controversial Fiduciary Rule

April 12, 2024

The White House Office of Management and Budget has concluded its review of the Department of Labor’s fiduciary rule. Industry...

Inland REIT Adds Self-Storage Portfolio via Acquisition of Affiliated DST

April 12, 2024

IPC Alternative Real Estate Income Trust Inc., a non-traded, perpetual-life REIT sponsored by Inland Real Estate Investment Corporation, announced the...

$9 Billion U.S. Capital Wealth Advisors Joins Arax Investment Partners

April 12, 2024

Arax Investment Partners, a wealth management platform company backed by RedBird Capital Partners, announced the addition of U.S. Capital Wealth...

SEC Obtains Final Judgment Against Unregistered Investment Adviser

April 12, 2024

The U.S. Securities and Exchange Commission obtained a final judgment against Justin Robert King, an unregistered investment adviser the SEC...

Former Ameriprise Team With $500 Million in Assets Joins LPL

April 12, 2024

Strategic Insights Financial Planning Group has joined LPL Financial’s broker-dealer, registered investment adviser, and custodial platforms. The team of five...

Madison Capital Names Industry Vet Ken Carpenter Chief Investment Officer

April 11, 2024

Madison Capital Group, a vertically integrated real estate development and investment company, announced that it hired Ken Carpenter as its...

Former Ares Exec Joins Accordant to Help Distribute Interval Index Fund

April 11, 2024

Dean Borgh joined Accordant Investments LLC as executive director for national accounts. Borgh is responsible for expanding the distribution of Accordant...

Stratos Private Wealth Division Expands in Northeast Through Office Rebrand

April 11, 2024

Stratos Private Wealth, a part of Stratos Wealth Holdings, expanded its presence into two new markets with the rebranding of...

InCommercial Hires Former Griffin and Urban Catalyst Sales Professional as VP of Capital Markets

April 11, 2024

InCommercial Property Group, a Chicago-based, full-service investment real estate portfolio manager, has hired industry veteran Lisa Florest as vice president...

Carson Group Founder Steps Down as CEO, Appoints Burt White to Helm $35.5 Billion RIA

April 10, 2024

Registered investment adviser Carson Group announced that its founder and chief executive officer is stepping down after over 40 years...

Florida BD and CEO Agree to Pay Half-Million to FINRA for Text Messaging Allegations

April 10, 2024

Dawson James Securities Inc. and its chief executive officer have agreed to pay the Financial Industry Regulatory Authority a combined...

Sanctuary Wealth Appoints Wirehouse Vets to Senior Executive Positions

April 10, 2024

Sanctuary Wealth appointed former Wells Fargo and UBS executive Michael Goldfader as its new west coast regional managing director, and Michelle McIntyre as national business...