$9 Billion U.S. Capital Wealth Advisors Joins Arax Investment Partners
April 12, 2024
Arax Investment Partners, a wealth management platform company backed by RedBird Capital Partners, announced the addition of U.S. Capital Wealth...
Rafael Novales
Articles
SEC Obtains Final Judgment Against Unregistered Investment Adviser
April 12, 2024
The U.S. Securities and Exchange Commission obtained a final judgment against Justin Robert King, an unregistered investment adviser the SEC...
Former Ameriprise Team With $500 Million in Assets Joins LPL
April 12, 2024
Strategic Insights Financial Planning Group has joined LPL Financial’s broker-dealer, registered investment adviser, and custodial platforms. The team of five...
Madison Capital Names Industry Vet Ken Carpenter Chief Investment Officer
April 11, 2024
Madison Capital Group, a vertically integrated real estate development and investment company, announced that it hired Ken Carpenter as its...
Former Ares Exec Joins Accordant to Help Distribute Interval Index Fund
April 11, 2024
Dean Borgh joined Accordant Investments LLC as executive director for national accounts. Borgh is responsible for expanding the distribution of Accordant...
Stratos Private Wealth Division Expands in Northeast Through Office Rebrand
April 11, 2024
Stratos Private Wealth, a part of Stratos Wealth Holdings, expanded its presence into two new markets with the rebranding of...
InCommercial Hires Former Griffin and Urban Catalyst Sales Professional as VP of Capital Markets
April 11, 2024
InCommercial Property Group, a Chicago-based, full-service investment real estate portfolio manager, has hired industry veteran Lisa Florest as vice president...
Carson Group Founder Steps Down as CEO, Appoints Burt White to Helm $35.5 Billion RIA
April 10, 2024
Registered investment adviser Carson Group announced that its founder and chief executive officer is stepping down after over 40 years...
Florida BD and CEO Agree to Pay Half-Million to FINRA for Text Messaging Allegations
April 10, 2024
Dawson James Securities Inc. and its chief executive officer have agreed to pay the Financial Industry Regulatory Authority a combined...
Sanctuary Wealth Appoints Wirehouse Vets to Senior Executive Positions
April 10, 2024
Sanctuary Wealth appointed former Wells Fargo and UBS executive Michael Goldfader as its new west coast regional managing director, and Michelle McIntyre as national business...
ADISA Video: The Latest in Everything Due Diligence
April 10, 2024
Jacob Heidkamp, FactRight’s co-president and principal, recently discussed the ins and outs of due diligence – a critical part of...
Sila Realty Trust Terminated Chief Accounting and Chief Investment Officers in Lead-up to NYSE Listing
April 10, 2024
As previously disclosed within a U.S. Securities and Exchange Commission filing in late March, Sila Realty Trust Inc. notified Robert...
Capital Square Taps Former Concorde CEO to Head Distribution
April 9, 2024
Capital Square, a sponsor of tax-advantaged real estate investments and a developer and manager of housing communities, announced the promotion...
Sila Realty Trust REIT Plans to List on the New York Stock Exchange
April 9, 2024
Sila Realty Trust Inc., a non-traded real estate investment trust focused on investing in U.S. healthcare properties (and formerly known...
Ecofin Tax-Exempt Private Credit Fund Names New CEO
April 9, 2024
The board of directors of Ecofin Tax-Exempt Private Credit Fund, an interval fund primarily invested in long-term municipal bonds, appointed Gary...
Trilogy Adds Manager to Support Western U.S. Sales
April 9, 2024
Trilogy Real Estate Group, a Chicago-based real estate investment and property management firm, announced that Erica Blue has joined the...
Sponsored: AIX Provides Alts Technology to Concorde Investment Services, Streamlining Process for Advisers, Investors
April 9, 2024
Leveraging its proprietary technology, Alternative Investment Exchange (AIX) began a partnership with Concorde Investment Services to automate alternative investing processes...
Directory Spotlight: Caliber Companies
April 9, 2024
Navigating the Changing Regulatory Landscape: How Pending Regulatory Changes Impact Financial Professionals and Their Clients
April 8, 2024
The alternative investments industry has long operated within a complex regulatory framework. In recent years, however, we have witnessed a...
Bluerock Interval Fund Reports 15% Trailing 12-Month Return
April 8, 2024
Bluerock High Income Institutional Credit Fund reported annualized returns of nearly 15% for each of its share classes, as of...
