SEC Charges Five RIAs for Marketing Rule Violations
April 16, 2024
The U.S. Securities and Exchange Commission announced settled charges against five registered investment advisers for Marketing Rule violations. All five...
Rafael Novales
Articles
Nuveen Global Cities REIT Declares Total NAV Decrease of 0.49%, Shares Staffing News
April 16, 2024
Nuveen Global Cities REIT Inc., a publicly registered non-traded real estate investment trust, has declared a monthly net asset value...
SEC Obtains Final Judgment Against Former RIA Executive for $1 Billion Fraud
April 16, 2024
The U.S. Securities and Exchange Commission obtained a final judgment against defendant Scott Lindell, whom the SEC previously charged with...
Diversify Advisor Network Makes Fourth ’24 Acquisition With Addition of $645 Million Delaware Team
April 15, 2024
Key Advisors Wealth Management, a Delaware-based fee-only firm with $645 million in assets under management, is joining Diversify Wealth Management and...
Skyway Capital Markets Adds External Wholesaler to Lead Northeast Sales
April 15, 2024
Skyway Capital Markets LLC recently added Ran Fuchs as senior vice president to lead sales efforts in the company’s Northeastern region. Prior to joining...
Walton Global Sells Three Land Parcels for Residential, Commercial Use Near Atlanta
April 15, 2024
Asset management and global real estate investment company Walton Global made two sales within the 64-acre Parkside Master Planned Community,...
Sponsored: LODAS Markets Introduces Revolutionary Transfer-Agent Services for Alts, Real Estate
April 15, 2024
LODAS is known for its state-of-the-art marketplace where investors have access to liquidity on demand and trades can be executed,...
Directory Spotlight: Madison Capital Group
April 15, 2024
OMB Concludes Review of Dept. of Labor’s Controversial Fiduciary Rule
April 12, 2024
The White House Office of Management and Budget has concluded its review of the Department of Labor’s fiduciary rule. Industry...
Inland REIT Adds Self-Storage Portfolio via Acquisition of Affiliated DST
April 12, 2024
IPC Alternative Real Estate Income Trust Inc., a non-traded, perpetual-life REIT sponsored by Inland Real Estate Investment Corporation, announced the...
$9 Billion U.S. Capital Wealth Advisors Joins Arax Investment Partners
April 12, 2024
Arax Investment Partners, a wealth management platform company backed by RedBird Capital Partners, announced the addition of U.S. Capital Wealth...
SEC Obtains Final Judgment Against Unregistered Investment Adviser
April 12, 2024
The U.S. Securities and Exchange Commission obtained a final judgment against Justin Robert King, an unregistered investment adviser the SEC...
Former Ameriprise Team With $500 Million in Assets Joins LPL
April 12, 2024
Strategic Insights Financial Planning Group has joined LPL Financial’s broker-dealer, registered investment adviser, and custodial platforms. The team of five...
Madison Capital Names Industry Vet Ken Carpenter Chief Investment Officer
April 11, 2024
Madison Capital Group, a vertically integrated real estate development and investment company, announced that it hired Ken Carpenter as its...
Former Ares Exec Joins Accordant to Help Distribute Interval Index Fund
April 11, 2024
Dean Borgh joined Accordant Investments LLC as executive director for national accounts. Borgh is responsible for expanding the distribution of Accordant...
Stratos Private Wealth Division Expands in Northeast Through Office Rebrand
April 11, 2024
Stratos Private Wealth, a part of Stratos Wealth Holdings, expanded its presence into two new markets with the rebranding of...
InCommercial Hires Former Griffin and Urban Catalyst Sales Professional as VP of Capital Markets
April 11, 2024
InCommercial Property Group, a Chicago-based, full-service investment real estate portfolio manager, has hired industry veteran Lisa Florest as vice president...
Carson Group Founder Steps Down as CEO, Appoints Burt White to Helm $35.5 Billion RIA
April 10, 2024
Registered investment adviser Carson Group announced that its founder and chief executive officer is stepping down after over 40 years...
Florida BD and CEO Agree to Pay Half-Million to FINRA for Text Messaging Allegations
April 10, 2024
Dawson James Securities Inc. and its chief executive officer have agreed to pay the Financial Industry Regulatory Authority a combined...
Sanctuary Wealth Appoints Wirehouse Vets to Senior Executive Positions
April 10, 2024
Sanctuary Wealth appointed former Wells Fargo and UBS executive Michael Goldfader as its new west coast regional managing director, and Michelle McIntyre as national business...
