
FINRA Censures and Fines LPL Financial $3 Million
July 27, 2023
The Financial Industry Regulatory Authority has censured and fined LPL Financial LLC for failing to properly supervise two reps who...
July 27, 2023
The Financial Industry Regulatory Authority has censured and fined LPL Financial LLC for failing to properly supervise two reps who...
July 27, 2023
RREEF Property Trust Inc., a publicly registered daily net asset value real estate investment trust advised by DWS Group, announced...
July 27, 2023
iCapital, the fintech platform focused on alternative investments, announced iCapital Architect, a portfolio construction tool that supports financial advisors to...
July 27, 2023
Cove Capital Investments LLC, a private equity real estate firm and Delaware statutory trust sponsor, announced its Cove Parkdale Commons...
July 27, 2023
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisors Terri L. Conger, Joseph Blackner, Jace Kasteler, and...
July 26, 2023
Non-traded REIT fundraising rebounded 39% to $597 million in June, as compared to the 2023 monthly low of $428 million...
July 26, 2023
KBS Growth & Income REIT Inc., a publicly registered non-traded real estate investment trust, reported that the Commonwealth Building, an...
July 26, 2023
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that the firm has entered into a definitive purchase agreement to...
July 26, 2023
Griffin Capital Company, a private real estate investment manager that sponsors opportunity zone funds and other private placements, announced the...
July 25, 2023
Blackstone Real Estate Income Trust Inc., a publicly registered non-traded REIT sponsored by private equity giant The Blackstone Group (NYSE:...
July 25, 2023
According to the latest report by investment bank Robert A. Stanger & Co., non-listed net asset value real estate investment...
July 25, 2023
Apollo Debt Solutions BDC, a non-traded perpetual-life business development company sponsored by affiliates of Apollo Global Management, has announced its...
July 25, 2023
The U.S. District Court for the District of Oregon entered final judgments against Oregon residents Robert D. Christensen and Anthony...
July 25, 2023
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that financial advisors John Thornton and Jake McLean have joined LPL’s...
July 25, 2023
Cantor Fitzgerald Income Trust Inc., a publicly registered non-traded real estate investment trust formerly known as Rodin Global Property Trust,...
July 24, 2023
Blackstone Real Estate Income Trust, a publicly registered non-traded REIT sponsored by private equity giant The Blackstone Group (NYSE: BX),...
July 24, 2023
The Securities and Exchange Commission announced the resolution of its case against Ryan Morgan Evans, the last remaining defendant in...
July 24, 2023
Cottonwood Communities Inc., a publicly registered non-traded real estate investment trust focused on multifamily real estate investments, has reported its...
July 24, 2023
LPL Financial LLC, the nation’s largest independent broker-dealer, announced that Syracuse Wealth Management has joined LPL Financial’s broker-dealer, registered investment...
July 24, 2023
In an interview with ADISA board member Greg Mausz, Jay Frank, the president of Cantor Fitzgerald Asset Management, explains the...