Rafael Novales, Author at AltsWire

1031 Crowdfunding Appoints Head of National Accounts

September 15, 2023

1031 Crowdfunding, an online marketplace for investors seeking 1031 exchange-qualified properties, has appointed Tamara Darling as its new director of...

JLL Income Property Trust Fully Subscribes $90 Million DST Offering

September 14, 2023

JLL Income Property Trust, a daily net asset value non-traded real estate investment trust with $7 billion in portfolio assets,...

Industry Groups Bash SEC’s “Continued War on Technology”

September 14, 2023

Fourteen advocacy associations representing various aspects of the financial services industry voiced their strong opposition this week to the SEC’s...

Preferred Capital Securities Names New President of Preferred Shareholder Services

September 14, 2023

Preferred Capital Securities LLC, an independent managing broker-dealer, has hired Claire McLean as chief operating officer and president of Preferred...

FINRA Bars Former Charles Schwab Rep for Stealing Social Security Funds

September 14, 2023

The Financial Industry Regulatory Authority barred Ethan Christopher Martin, a former Charles Schwab registered representative, for stealing approximately $6,981 of...

ExchangeRight Takes 33rd Offering Full-Cycle

September 13, 2023

ExchangeRight, a sponsor of diversified real estate DST and REIT investments, announced that the company brought its 33rd offering full-cycle. The...

SEC Fines YieldStreet $1.9 Million Over Disclosure Failures

September 13, 2023

The Securities and Exchange Commission announced a settled action against New York-based YieldStreet Inc. and its registered investment adviser subsidiary,...

NexPoint Makes Co-Investment in DST Offering

September 13, 2023

NexPoint announced it has made an initial investment in NexPoint Life Sciences II DST, a Delaware statutory trust, through a...

North Square Selects Ultimus as New Fund Administrator

September 13, 2023

Ultimus Fund Solutions, an independent provider of fund administration, accounting, and investor services, announced it is the newly selected fund...

LPL Financial Recruits Another Wells Fargo Advisors Team

September 13, 2023

LPL Financial LLC, the nation’s largest independent broker-dealer, announced that father and son financial advisors Michael Climer and South Carolina...

DOL Submits New Fiduciary Rule for Review; Faces Fierce Resistance

September 12, 2023

The Department of Labor is facing strong opposition to its newly released proposal that “would amend the regulatory definition of...

Cetera to Acquire Avantax for $1.2 billion

September 12, 2023

Avantax Inc. (NASDAQ: AVTA), a tax-focused financial planning firm, and the parent company of Cetera Financial Group, one of the...

SEC Broadens Marketing Rule Crackdown; Fines Nine Firms for Violations

September 12, 2023

The Securities and Exchange Commission announced charges against nine registered investment advisers for advertising hypothetical performance to the general public...

InPoint Commercial Real Estate Income Recommends Shareholders Reject Tender Offer

September 12, 2023

The board of InPoint Commercial Real Estate Income Inc., a commercial mortgage non-traded real estate investment trust, made a filing...

Cottonwood Communities to Restate Financials; Suspends Offerings

September 11, 2023

Cottonwood Communities Inc., a publicly registered non-traded real estate investment trust focused on multifamily real estate investments, announced that they...