Rafael Novales

Articles

Octave Holdings Expands Real Estate Fund Portfolio with New York Acquisition

December 29, 2023

Octave Holdings and Investments LLC, a privately held real estate investment company, has acquired Freedom Plaza in Rome, New York...

SEC Charges “Entrepreneur” with $360K Fraud

December 29, 2023

The Securities and Exchange Commission announced that it has charged Diana Mae Fernandez, a "self-styled entrepreneur," with conducting a $360,000...

Another KBS REIT Warns It May Be Unable to Continue as a “Going Concern”

December 28, 2023

KBS Real Estate Investment Trust III Inc., a publicly registered non-traded real estate investment trust, indicated in a recent filing...

LPL Financial Fined $5.5 Million by FINRA

December 28, 2023

The Financial Industry Regulatory Authority has censured and fined LPL Financial LLC, the nation’s largest independent broker-dealer, for failing to...

Independent Financial Group Ordered to Pay $1 Million for Unsuitable Private Investments

December 28, 2023

Independent Financial Group LLC, an independent broker-dealer, along with a former registered representative was ordered by the Financial Industry Regulatory...

Hartman Fires Back at Silver Star Board

December 27, 2023

Allen Hartman, former CEO of Silver Star Properties REIT, a publicly registered non-traded real estate investment trust formerly known as...

SEC Obtains Temporary Restraining Order Against Alleged Arizona Fraudster Jonathan Larmore

December 27, 2023

The Securities and Exchange Commission has obtained an order appointing a receiver over ArciTerra Companies LLC and its related affiliates....

FINRA Fines and Suspends Former WestPark, Skyway Rep for Unauthorized Private Transactions

December 27, 2023

The Financial Industry Regulatory Authority fined and suspended Mitchell S. Morrison for participating in private securities transactions without providing prior...

Former Raymond James Advisor with $130 Million in Assets Joins LPL Platform

December 27, 2023

LPL Financial, the nation’s largest independent broker-dealer, announced that financial advisor Stephen Freeman has joined Citizens Wealth Management, the wealth...

Non-Traded Alts on Pace to Raise $70 Billion in 2023 Says Stanger

December 26, 2023

Year-to-date 2023 non-traded alternative investment fundraising totaled nearly $64 billion through November, according to the latest research provided by investment...

StratCap Wireless Sells Fund Assets for 40% Gain

December 26, 2023

StratCap LLC, announced that its wireless infrastructure division, StratCap Wireless, has completed the sale of substantially all of the assets...

Walton Global Sells 129-Acres in DFW for Development

December 26, 2023

Walton Global, a real estate investment and land asset management company, announced the sale of 129 acres within the Princeton...

Cetera Completes Equity Reinvestment Transaction with Genstar Capital

December 26, 2023

Cetera Financial Group, one of the nation’s largest networks of independently managed broker-dealers, announced today the close of the reinvestment...

AltsWire Welcomes Mountain V Oil & Gas as New Directory Sponsor

December 26, 2023

We hope you and yours enjoy a merry Christmas. AltsWire will resume publishing tomorrow.

December 25, 2023

Wealthforge Sells Altigo to SEI

December 22, 2023

SEI®, a financial services technology and investment solutions company, announced the acquisition of Altigo, a cloud-based technology platform that provides...

Atria Wealth Solutions Adds Former Cetera and Edward Jones Team with $175 in Client Assets

December 22, 2023

Atria Wealth Solutions Inc., a wealth management solutions holding company, announced the addition of Gaschen, Berlingeri & Casebolt, to its...

SEC Staff Report Says Accredited Investor Population Has Grown 16x Since 1982

December 22, 2023

The Securities and Exchange Commission released its latest staff on the accredited investor definition recently.Per the Dodd-Frank Wall Street Reform...